Ladenburg Thalmann Financial Services’s ProShares Global Listed Private Equity ETF PEX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PEX Stock Details PEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-258	Closed	-$9K	–	5261
2018 Q2	$9K	Hold	258	–	–	﹤0.01%	4309
2018 Q1	$9K	Hold	258	–	–	﹤0.01%	4309
2017 Q4	$9K	Hold	258	–	–	﹤0.01%	4250
2017 Q3	$11K	Hold	258	–	–	﹤0.01%	4035
2017 Q2	$11K	Hold	258	–	–	﹤0.01%	3959
2017 Q1	$10K	Sell	258 -311	-55%	-$12.4K	﹤0.01%	3988
2016 Q4	$22K	Buy	569 +3	+0.5%	+$114	﹤0.01%	3427
2016 Q3	$22K	Buy	+566	New	+$21.4K	﹤0.01%	3339
2015 Q4	–	Sell	-127	Closed	-$5K	–	4752
2015 Q3	$5K	Buy	+127	New	+$5.19K	﹤0.01%	3946

Other funds holding PEX

ProShare Advisors Bethesda, Maryland $67.5B AUM 28.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

TAIM

TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

WSTAM

Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PEX Position: Q3 2018 in Review

Ladenburg Thalmann Financial Services sold out of ProShares Global Listed Private Equity ETF (PEX) in Q3 2018, closing a stake of 258 shares — an estimated $9K sold.

Ladenburg Thalmann Financial Services first reported a position in PEX in Q3 2015 and held it in 9 quarters. The position peaked at $22K in Q4 2016. 13 funds tracked by Wall St. Rank hold PEX as of Q3 2018.

Ladenburg Thalmann Financial Services reported no remaining ProShares Global Listed Private Equity ETF position as of Q3 2018 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 258 ProShares Global Listed Private Equity ETF shares in Q3 2018, an estimated $9K.
Ladenburg Thalmann Financial Services first reported a position in ProShares Global Listed Private Equity ETF in Q3 2015 and held it in 9 quarters.
Ladenburg Thalmann Financial Services's ProShares Global Listed Private Equity ETF position peaked at $22K in Q4 2016.
13 funds tracked by Wall St. Rank held ProShares Global Listed Private Equity ETF as of Q3 2018.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.