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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGH
3401
DELISTED
Pengrowth Energy Corporation
PGH
$16K ﹤0.01%
22,172
+1
+0% +$1
MLPG
3402
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
$16K ﹤0.01%
682
– –
EWRM
3403
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$16K ﹤0.01%
338
+1
+0.3% +$48
GOLD
3404
DELISTED
Randgold Resources Ltd
GOLD
$16K ﹤0.01%
263
+47
+22% +$2.97K
PRMW
3405
DELISTED
Primo Water Corporation
PRMW
$16K ﹤0.01%
2,000
– –
BOI
3406
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$16K ﹤0.01%
1,084
+120
+12% +$1.75K
AIN icon
3407
Albany International
AIN
$1.81B
$15K ﹤0.01%
+422
New +$15K
CRK icon
3408
Comstock Resources
CRK
$4.02B
$15K ﹤0.01%
1,645
+79
+5% +$945
CSGP icon
3409
CoStar Group
CSGP
$13.1B
$15K ﹤0.01%
730
+400
+121% +$7.96K
OPPJ
3410
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$287M
$15K ﹤0.01%
870
+234
+37% +$4.11K
ENPH icon
3411
Enphase Energy
ENPH
$5.45B
$15K ﹤0.01%
4,400
+400
+10% +$1.25K
ESE icon
3412
ESCO Technologies
ESE
$7.75B
$15K ﹤0.01%
417
– –
EXTR icon
3413
Extreme Networks
EXTR
$3.29B
$15K ﹤0.01%
3,685
+3,385
+1,128% +$13.1K
FIZZ icon
3414
National Beverage
FIZZ
$2.93B
$15K ﹤0.01%
714
-26,156
-97% -$507K
FJP icon
3415
First Trust Japan AlphaDEX Fund
FJP
$265M
$15K ﹤0.01%
309
+18
+6% +$864
GDO
3416
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.5M
$15K ﹤0.01%
963
+513
+114% +$8.44K
IGI
3417
Western Asset Investment Grade Defined Opportunity Trust
IGI
$95.8M
$15K ﹤0.01%
728
-1,260
-63% -$25.9K
KGC icon
3418
Kinross Gold
KGC
$32.5B
$15K ﹤0.01%
8,381
+27
+0.3% +$53
PDN icon
3419
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$367M
$15K ﹤0.01%
585
+41
+8% +$1.07K
PIM
3420
Franklin Master Intermediate Income Trust
PIM
$153M
$15K ﹤0.01%
3,371
+92
+3% +$420
PUI icon
3421
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.4M
$15K ﹤0.01%
650
+7
+1% +$155
PWOD
3422
DELISTED
Penns Woods Bancorp
PWOD
$15K ﹤0.01%
515
– –
UVSP icon
3423
Univest Financial
UVSP
$1.19B
$15K ﹤0.01%
700
– –
VVX icon
3424
V2X
VVX
$2.58B
$15K ﹤0.01%
761
-701
-48% -$16.3K
WCC
3425
WESCO International
WCC
$17.5B
$15K ﹤0.01%
331
-14
-4% -$653
135 136
137
138 139

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.