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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXLG icon
3401
Destination XL Group
DXLG
$32.2M
$3K ﹤0.01%
500
– –
EEMA icon
3402
iShares MSCI Emerging Markets Asia ETF
EEMA
$859M
$3K ﹤0.01%
56
– –
EGBN icon
3403
Eagle Bancorp
EGBN
$865M
$3K ﹤0.01%
80
-90
-53% -$3.02K
EXTR icon
3404
Extreme Networks
EXTR
$3.14B
$3K ﹤0.01%
500
– –
EZPW icon
3405
Ezcorp Inc
EZPW
$1.66B
$3K ﹤0.01%
250
– –
FCT
3406
First Trust Senior Floating Rate Income Fund II
FCT
$3K ﹤0.01%
175
– –
GES
3407
DELISTED
Guess Inc
GES
$3K ﹤0.01%
96
– –
HALO icon
3408
Halozyme
HALO
$11.6B
$3K ﹤0.01%
+200
New +$2.97K
HIW icon
3409
Highwoods Properties
HIW
$3.4B
$3K ﹤0.01%
81
– –
HURN icon
3410
Huron Consulting
HURN
$2.43B
$3K ﹤0.01%
40
+5
+14% +$325
IHY icon
3411
VanEck International High Yield Bond ETF
IHY
$43.3M
$3K ﹤0.01%
102
-101
-50% -$2.76K
IMNN icon
3412
Imunon
IMNN
$6.77M
– –
0
– –
MERC icon
3413
Mercer International
MERC
$33.5M
$3K ﹤0.01%
400
– –
MGF
3414
Aberdeen Government Markets Income Fund
MGF
$92.6M
$3K ﹤0.01%
500
– –
MHD icon
3415
BlackRock MuniHoldings Fund
MHD
$605M
$3K ﹤0.01%
200
– –
MTR
3416
Mesa Royalty Trust
MTR
$5.29M
$3K ﹤0.01%
100
– –
NCLH icon
3417
Norwegian Cruise Line
NCLH
$8.59B
$3K ﹤0.01%
100
– –
OSPN icon
3418
OneSpan
OSPN
$601M
$3K ﹤0.01%
400
– –
PRLB icon
3419
Protolabs
PRLB
$2.16B
$3K ﹤0.01%
50
– –
CNSY
3420
Cerenome, Inc. Common Stock
CNSY
$26.4M
– –
0
– –
RGEN icon
3421
Repligen
RGEN
$9.3B
$3K ﹤0.01%
200
– –
SAIA icon
3422
Saia
SAIA
$9.52B
$3K ﹤0.01%
78
-68
-47% -$2.35K
SBSW icon
3423
Sibanye-Stillwater
SBSW
$7.51B
$3K ﹤0.01%
+353
New +$2.32K
SNOA icon
3424
Sonoma Pharmaceuticals
SNOA
$6.56M
$3K ﹤0.01%
1
– –
SPTI icon
3425
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$3K ﹤0.01%
86
-66
-43% -$1.96K
135 136
137
138 139

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.