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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SXCP
3376
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$24K ﹤0.01%
1,250
+505
+68% +$9.36K
KNL
3377
DELISTED
Knoll, Inc.
KNL
$24K ﹤0.01%
880
-30
-3% -$734
AGGP
3378
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$24K ﹤0.01%
1,200
– –
MLPG
3379
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
$24K ﹤0.01%
949
+72
+8% +$1.76K
AMCC
3380
DELISTED
Applied Micro Circuits Corporation New
AMCC
$24K ﹤0.01%
2,941
– –
BC icon
3381
Brunswick
BC
$5.29B
$23K ﹤0.01%
407
+253
+164% +$12.5K
BFAM icon
3382
Bright Horizons
BFAM
$3.76B
$23K ﹤0.01%
323
-305
-49% -$20.8K
BRX icon
3383
Brixmor Property Group
BRX
$9.12B
$23K ﹤0.01%
896
+48
+6% +$1.2K
CGO
3384
Calamos Global Total Return Fund
CGO
$131M
$23K ﹤0.01%
2,226
-311
-12% -$3.34K
DCO icon
3385
Ducommun
DCO
$3.04B
$23K ﹤0.01%
900
– –
EDIT icon
3386
Editas Medicine
EDIT
$432M
$23K ﹤0.01%
1,430
-200
-12% -$3.04K
EPAC icon
3387
Enerpac Tool Group
EPAC
$1.91B
$23K ﹤0.01%
877
-224
-20% -$5.61K
ESGE icon
3388
iShares ESG Aware MSCI EM ETF
ESGE
$6.86B
$23K ﹤0.01%
842
+530
+170% +$14.7K
FWRD icon
3389
Forward Air
FWRD
$682M
$23K ﹤0.01%
491
+270
+122% +$12.4K
GWRE icon
3390
Guidewire Software
GWRE
$15.2B
$23K ﹤0.01%
468
-181
-28% -$10.1K
HLI icon
3391
Houlihan Lokey
HLI
$9.24B
$23K ﹤0.01%
742
– –
JPI
3392
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$23K ﹤0.01%
1,000
-3,450
-78% -$80.8K
LODE icon
3393
Comstock
LODE
$265M
$23K ﹤0.01%
344
– –
MTRX icon
3394
Matrix Service
MTRX
$330M
$23K ﹤0.01%
999
-24
-2% -$478
PKX icon
3395
POSCO
PKX
$17.3B
$23K ﹤0.01%
441
-274
-38% -$14.7K
SOYB icon
3396
Teucrium Soybean Fund
SOYB
$60.5M
$23K ﹤0.01%
1,200
+1,000
+500% +$19.3K
TSBK icon
3397
Timberland Bancorp
TSBK
$361M
$23K ﹤0.01%
1,100
+1,000
+1,000% +$18.1K
UVE icon
3398
Universal Insurance Holdings
UVE
$1.18B
$23K ﹤0.01%
806
-2,172
-73% -$51.7K
VKI icon
3399
Invesco Advantage Municipal Income Trust II
VKI
$398M
$23K ﹤0.01%
2,100
– –
SMED
3400
DELISTED
Sharps Compliance Corp
SMED
$23K ﹤0.01%
5,963
– –
134 135
136
137 138

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.