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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWBR
3351
DELISTED
CohBar, Inc. Common Stock
CWBR
$47K ﹤0.01%
+372
New +$60K
SBNY
3352
DELISTED
Signature Bank
SBNY
$47K ﹤0.01%
401
-429
-52% -$50.5K
BRKR icon
3353
Bruker
BRKR
$8.79B
$46K ﹤0.01%
1,366
-1,589
-54% -$52.3K
CLMT icon
3354
Calumet Specialty Products
CLMT
$4.19B
$46K ﹤0.01%
7,336
-2,266
-24% -$16.1K
FTS icon
3355
Fortis
FTS
$29B
$46K ﹤0.01%
1,391
+75
+6% +$2.44K
GRID
3356
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.2B
$46K ﹤0.01%
954
-115
-11% -$5.7K
IMO icon
3357
Imperial Oil
IMO
$64.5B
$46K ﹤0.01%
1,427
+1,103
+340% +$35.4K
KNGZ icon
3358
First Trust Exchange-Traded Fund VI First Trust S&P 500 Diversified Dividend Aristocrats ETF
KNGZ
$66.5M
$46K ﹤0.01%
2,070
+900
+77% +$20K
KOF icon
3359
Coca-Cola Femsa
KOF
$22.9B
$46K ﹤0.01%
750
-411
-35% -$25K
PGZ
3360
Principal Real Estate Income Fund
PGZ
$68.3M
$46K ﹤0.01%
2,668
– –
RFV icon
3361
Invesco S&P MidCap 400 Pure Value ETF
RFV
$343M
$46K ﹤0.01%
640
+194
+43% +$13.9K
SMMV icon
3362
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$294M
$46K ﹤0.01%
1,406
-18,816
-93% -$607K
XMVM icon
3363
Invesco S&P MidCap Value with Momentum ETF
XMVM
$513M
$46K ﹤0.01%
+1,464
New +$46.4K
CARB
3364
DELISTED
Carbonite Inc
CARB
$46K ﹤0.01%
1,281
-16
-1% -$615
NBO
3365
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$46K ﹤0.01%
4,072
– –
BANC icon
3366
Banc of California
BANC
$3.13B
$45K ﹤0.01%
2,365
+1,699
+255% +$33.5K
DRH icon
3367
Diamondrock Hospitality Co
DRH
$2.53B
$45K ﹤0.01%
3,850
+446
+13% +$5.32K
IVAL icon
3368
Alpha Architect International Quantitative Value ETF
IVAL
$225M
$45K ﹤0.01%
1,475
+975
+195% +$29.9K
MPV
3369
Barings Participation Investors
MPV
$175M
$45K ﹤0.01%
2,978
+1,042
+54% +$15.3K
MTW icon
3370
Manitowoc
MTW
$746M
$45K ﹤0.01%
1,849
-374
-17% -$9.15K
SONO icon
3371
Sonos
SONO
$1.93B
$45K ﹤0.01%
+2,760
New +$48.8K
VSH icon
3372
Vishay Intertechnology
VSH
$5.38B
$45K ﹤0.01%
2,217
-923
-29% -$21.7K
YELP icon
3373
Yelp
YELP
$1.34B
$45K ﹤0.01%
909
+19
+2% +$830
SHI
3374
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$45K ﹤0.01%
756
+51
+7% +$3.01K
NMY
3375
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$45K ﹤0.01%
3,818
+877
+30% +$10.6K
133 134
135
136 137

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.