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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLU
3176
Gabelli Utility & Income Trust
GLU
$117M
$61K ﹤0.01%
3,025
+2,440
+417% +$46.7K
MUR icon
3177
Murphy Oil
MUR
$4.96B
$61K ﹤0.01%
1,845
+145
+9% +$4.61K
NORW icon
3178
Global X MSCI Norway ETF
NORW
$89.4M
$61K ﹤0.01%
2,700
-1,294
-32% -$29K
PAGS icon
3179
PagSeguro Digital
PAGS
$2.4B
$61K ﹤0.01%
2,179
+2,012
+1,205% +$54.7K
PLUG icon
3180
Plug Power
PLUG
$3.24B
$61K ﹤0.01%
31,833
-400
-1% -$779
VLY icon
3181
Valley National Bancorp
VLY
$8.29B
$61K ﹤0.01%
5,487
-7,676
-58% -$92.6K
WTV icon
3182
WisdomTree US Value Fund
WTV
$3.4B
$61K ﹤0.01%
1,374
– –
IPFF
3183
DELISTED
iShares International Preferred Stock ETF
IPFF
$61K ﹤0.01%
3,429
-1,368
-29% -$24K
ATRO icon
3184
Astronics
ATRO
$4.61B
$60K ﹤0.01%
1,902
-240
-11% -$7.3K
FLN icon
3185
First Trust Latin America AlphaDEX Fund
FLN
$35.5M
$60K ﹤0.01%
3,215
+726
+29% +$13.5K
JJSF icon
3186
J&J Snack Foods
JJSF
$1.67B
$60K ﹤0.01%
396
-81
-17% -$12K
MRTN icon
3187
Marten Transport
MRTN
$1.24B
$60K ﹤0.01%
4,230
-1,274
-23% -$19K
MYN icon
3188
BlackRock MuniYield New York Quality Fund
MYN
$377M
$60K ﹤0.01%
5,216
-701
-12% -$8.3K
ORA icon
3189
Ormat Technologies
ORA
$7.06B
$60K ﹤0.01%
1,106
-23
-2% -$1.22K
PHX
3190
DELISTED
PHX Minerals
PHX
$60K ﹤0.01%
3,280
-400
-11% -$7.74K
PXJ icon
3191
Invesco Oil & Gas Services ETF
PXJ
$67.1M
$60K ﹤0.01%
1,196
-413
-26% -$19.9K
TLH icon
3192
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$60K ﹤0.01%
470
-674
-59% -$87.8K
MLNX
3193
DELISTED
Mellanox Technologies, Ltd.
MLNX
$60K ﹤0.01%
811
+287
+55% +$23.1K
ARRS
3194
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$60K ﹤0.01%
2,298
-174
-7% -$4.44K
PNK
3195
DELISTED
Pinnacle Entertainment Inc.
PNK
$60K ﹤0.01%
1,771
-18
-1% -$608
DISH
3196
DELISTED
DISH Network Corp.
DISH
$60K ﹤0.01%
1,661
-164
-9% -$5.63K
ESNT icon
3197
Essent Group
ESNT
$6.25B
$59K ﹤0.01%
1,350
+1,082
+404% +$44.4K
EZA icon
3198
iShares MSCI South Africa ETF
EZA
$560M
$59K ﹤0.01%
1,114
-4,746
-81% -$266K
MUE
3199
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$59K ﹤0.01%
4,888
-3,236
-40% -$39.4K
NG icon
3200
NovaGold Resources
NG
$3.48B
$59K ﹤0.01%
15,802
-1,100
-7% -$4.43K
126 127
128
129 130

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.