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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEO icon
3176
Telecom Argentina
TEO
$5.75B
$18K ﹤0.01%
1,241
– –
TWI icon
3177
Titan International
TWI
$438M
$18K ﹤0.01%
2,620
-392
-13% -$3.41K
WT icon
3178
WisdomTree
WT
$3.44B
$18K ﹤0.01%
1,124
-98
-8% -$2.06K
CMD
3179
DELISTED
Cantel Medical Corporation
CMD
$18K ﹤0.01%
315
-27
-8% -$1.43K
JMF
3180
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$18K ﹤0.01%
1,430
+83
+6% +$1.24K
BRSS
3181
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
$18K ﹤0.01%
878
+196
+29% +$3.61K
AKP
3182
DELISTED
Alliance Californa Muni Fd
AKP
$18K ﹤0.01%
1,296
+18
+1% +$242
WEB
3183
DELISTED
Web.com Group, Inc.
WEB
$18K ﹤0.01%
864
– –
GYEN
3184
DELISTED
AdvisorShares Gartman Gold/Yen ETF
GYEN
$18K ﹤0.01%
1,500
– –
HHY
3185
DELISTED
Brookfield High Income Fund Inc.
HHY
$18K ﹤0.01%
2,445
– –
MYF
3186
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$18K ﹤0.01%
1,200
– –
UFS
3187
DELISTED
DOMTAR CORPORATION (New)
UFS
$18K ﹤0.01%
501
-166
-25% -$6.56K
BANX
3188
ArrowMark Financial
BANX
$200M
$17K ﹤0.01%
1,000
-1,350
-57% -$22.5K
BYM
3189
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$17K ﹤0.01%
1,230
+178
+17% +$2.44K
CACC icon
3190
Credit Acceptance
CACC
$6.05B
$17K ﹤0.01%
88
+4
+5% +$876
DEW icon
3191
WisdomTree Global High Dividend Fund
DEW
$156M
$17K ﹤0.01%
436
– –
EBMT icon
3192
Eagle Bancorp Montana
EBMT
$188M
$17K ﹤0.01%
1,500
– –
EFAD icon
3193
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$64.1M
$17K ﹤0.01%
+480
New +$17.9K
HOUS
3194
DELISTED
Anywhere Real Estate
HOUS
$17K ﹤0.01%
444
-32
-7% -$1.4K
HRZN icon
3195
Horizon Technology Finance
HRZN
$343M
$17K ﹤0.01%
1,858
+13
+0.7% +$140
IPAR icon
3196
Interparfums
IPAR
$3.78B
$17K ﹤0.01%
692
+48
+7% +$1.36K
IPKW icon
3197
Invesco International BuyBack Achievers ETF
IPKW
$553M
$17K ﹤0.01%
685
– –
KLIC icon
3198
Kulicke & Soffa
KLIC
$5.01B
$17K ﹤0.01%
1,858
+258
+16% +$2.65K
NIM icon
3199
Nuveen Select Maturities Municipal Fund
NIM
$116M
$17K ﹤0.01%
1,685
-1,815
-52% -$18.3K
PGP
3200
PIMCO Global StockPLUS & Income Fund
PGP
$102M
$17K ﹤0.01%
1,094
-269
-20% -$4.41K
126 127
128
129 130

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.