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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPP
3151
DELISTED
Primero Mining Corp
PPP
$7K ﹤0.01%
1,000
– –
HW
3152
DELISTED
Headwaters Inc
HW
$7K ﹤0.01%
500
– –
CEB
3153
DELISTED
CEB Inc.
CEB
$7K ﹤0.01%
90
-21
-19% -$1.57K
ILB
3154
DELISTED
PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund
ILB
$7K ﹤0.01%
150
-1,000
-87% -$48.1K
EPIQ
3155
DELISTED
EPIQ SYSTEMS INC
EPIQ
$7K ﹤0.01%
490
+18
+4% +$260
NMA
3156
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$7K ﹤0.01%
503
+3
+0.6% +$38
VRNG
3157
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$7K ﹤0.01%
200
– –
TAI
3158
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$7K ﹤0.01%
320
– –
MM
3159
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$7K ﹤0.01%
1,000
-2,500
-71% -$17.6K
DRC
3160
DELISTED
DRESSER-RAND GROUP INC
DRC
$7K ﹤0.01%
122
– –
CJES
3161
DELISTED
C&J ENERGY SVCS LTD
CJES
$7K ﹤0.01%
239
+14
+6% +$345
SIMG
3162
DELISTED
SILICON IMAGE INC
SIMG
$7K ﹤0.01%
1,000
– –
EMFN
3163
DELISTED
ISHARS MSCI EMERGING MKTS FINANCIALS ETF
EMFN
$7K ﹤0.01%
300
– –
NGX
3164
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
$7K ﹤0.01%
573
-227
-28% -$2.75K
NCP
3165
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
$7K ﹤0.01%
480
– –
DLLR
3166
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$7K ﹤0.01%
750
– –
FLY
3167
DELISTED
Fly Leasing Limited
FLY
$7K ﹤0.01%
450
– –
IIP
3168
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$7K ﹤0.01%
1,002
+1,000
+50,000% +$6.99K
LPNT
3169
DELISTED
LifePoint Health, Inc.
LPNT
$7K ﹤0.01%
128
+27
+27% +$1.44K
OXGN
3170
DELISTED
OXIGENE INC COM
OXGN
$7K ﹤0.01%
+2,000
New +$5.56K
AWRE icon
3171
Aware
AWRE
$26.2M
$6K ﹤0.01%
1,000
-4,500
-82% -$27.3K
BLDR icon
3172
Builders FirstSource
BLDR
$7.67B
$6K ﹤0.01%
+650
New +$5.28K
BVN icon
3173
Compañía de Minas Buenaventura
BVN
$8.84B
$6K ﹤0.01%
500
+49
+11% +$613
CHT icon
3174
Chunghwa Telecom
CHT
$32.9B
$6K ﹤0.01%
211
– –
CSGP icon
3175
CoStar Group
CSGP
$12.4B
$6K ﹤0.01%
320
-40
-11% -$755
125 126
127
128 129

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.