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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHMH
3101
DELISTED
John Hancock Multifactor Healthcare ETF
JHMH
$70K ﹤0.01%
1,930
-683
-26% -$23.5K
WRI
3102
DELISTED
Weingarten Realty Investors
WRI
$70K ﹤0.01%
2,348
-117
-5% -$3.55K
RP
3103
DELISTED
RealPage, Inc.
RP
$70K ﹤0.01%
1,066
+226
+27% +$13.5K
FID icon
3104
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$173M
$69K ﹤0.01%
+4,030
New +$69K
GGME icon
3105
Invesco Next Gen Media and Gaming ETF
GGME
$47.2M
$69K ﹤0.01%
2,121
-13,730
-87% -$445K
NZAC icon
3106
State Street SPDR MSCI ACWI Climate Paris Aligned ETF
NZAC
$199M
$69K ﹤0.01%
3,016
+2,408
+396% +$54.7K
OCFC icon
3107
OceanFirst Financial
OCFC
$1.91B
$69K ﹤0.01%
2,552
+257
+11% +$7.51K
RNR icon
3108
RenaissanceRe
RNR
$13.4B
$69K ﹤0.01%
522
-1,167
-69% -$151K
UMBF icon
3109
UMB Financial
UMBF
$11.5B
$69K ﹤0.01%
989
+34
+4% +$2.55K
TBCH
3110
Turtle Beach Corp
TBCH
$228M
$69K ﹤0.01%
+3,446
New +$85K
SRNE
3111
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$69K ﹤0.01%
15,725
+13,650
+658% +$75.7K
JEMD
3112
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$69K ﹤0.01%
8,400
– –
CNK icon
3113
Cinemark Holdings
CNK
$4.33B
$68K ﹤0.01%
1,695
-469
-22% -$17.4K
LXRX icon
3114
Lexicon Pharmaceuticals
LXRX
$1.03B
$68K ﹤0.01%
6,365
-258
-4% -$2.96K
SBH icon
3115
Sally Beauty Holdings
SBH
$1.54B
$68K ﹤0.01%
3,728
– –
SOR
3116
Source Capital
SOR
$382M
$68K ﹤0.01%
1,673
+1,438
+612% +$57.9K
THQ
3117
abrdn Healthcare Opportunities Fund
THQ
$807M
$68K ﹤0.01%
3,664
-326
-8% -$5.91K
EIS icon
3118
iShares MSCI Israel ETF
EIS
$910M
$67K ﹤0.01%
1,202
+170
+16% +$9.31K
NAN icon
3119
Nuveen New York Quality Municipal Income Fund
NAN
$374M
$67K ﹤0.01%
5,450
+2,000
+58% +$25K
SENS icon
3120
Senseonics Holdings Inc
SENS
$413M
$67K ﹤0.01%
737
+150
+26% +$12.3K
TNL icon
3121
Travel + Leisure Co
TNL
$4.63B
$67K ﹤0.01%
1,539
-3,992
-72% -$177K
UYM icon
3122
ProShares Ultra Materials
UYM
$40.3M
$67K ﹤0.01%
4,000
– –
INFN
3123
DELISTED
Infinera Corporation Common Stock
INFN
$67K ﹤0.01%
10,844
-9,855
-48% -$83.7K
IBDP
3124
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$67K ﹤0.01%
2,763
+341
+14% +$8.22K
FVL
3125
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$67K ﹤0.01%
2,885
+3
+0.1% +$71
123 124
125
126 127

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.