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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SF
3076
Stifel
SF
$12.9B
$72K ﹤0.01%
3,125
-144
-4% -$3.47K
SYNA icon
3077
Synaptics
SYNA
$4.25B
$72K ﹤0.01%
1,591
-2,724
-63% -$130K
GMLP
3078
DELISTED
Golar LNG Partners LP
GMLP
$72K ﹤0.01%
5,041
+60
+1% +$881
EEB
3079
DELISTED
Invesco BRIC ETF
EEB
$72K ﹤0.01%
2,028
+76
+4% +$2.72K
AIT icon
3080
Applied Industrial Technologies
AIT
$13.4B
$71K ﹤0.01%
894
+29
+3% +$2.19K
CIF
3081
DELISTED
MFS Intermediate High Income Fund
CIF
$71K ﹤0.01%
26,726
+2,375
+10% +$6.14K
CLNE icon
3082
Clean Energy Fuels
CLNE
$403M
$71K ﹤0.01%
27,205
+3,596
+15% +$10K
HEQ
3083
John Hancock Hedged Equity & Income Fund
HEQ
$141M
$71K ﹤0.01%
4,518
– –
KCE icon
3084
State Street SPDR S&P Capital Markets ETF
KCE
$480M
$71K ﹤0.01%
1,260
+197
+19% +$11.5K
MMYT icon
3085
MakeMyTrip
MMYT
$5.68B
$71K ﹤0.01%
+2,571
New +$82K
RUN icon
3086
Sunrun
RUN
$2.45B
$71K ﹤0.01%
5,662
-630
-10% -$8.72K
SDVY icon
3087
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.9B
$71K ﹤0.01%
+3,358
New +$72.2K
VIDI icon
3088
Vident International Equity Strategy
VIDI
$450M
$71K ﹤0.01%
2,778
-222
-7% -$5.64K
TRTN
3089
DELISTED
Triton International Limited
TRTN
$71K ﹤0.01%
2,107
+1,906
+948% +$67.2K
NXR
3090
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$71K ﹤0.01%
5,058
-2,835
-36% -$41.1K
ROYT
3091
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$71K ﹤0.01%
25,704
+9,919
+63% +$24.6K
MDCO
3092
DELISTED
Medicines Co
MDCO
$71K ﹤0.01%
2,384
-131
-5% -$4.94K
NID
3093
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$71K ﹤0.01%
5,700
-7,471
-57% -$93.1K
BNO icon
3094
United States Brent Oil Fund
BNO
$785M
$70K ﹤0.01%
3,000
– –
CIEN icon
3095
Ciena
CIEN
$60.7B
$70K ﹤0.01%
2,317
+506
+28% +$14.2K
COPX icon
3096
Global X Copper Miners ETF NEW
COPX
$7.98B
$70K ﹤0.01%
3,168
+311
+11% +$6.95K
ESBA icon
3097
Empire State Realty Series ES
ESBA
$1.29B
$70K ﹤0.01%
+4,215
New +$71.8K
OLOX
3098
Olenox Industries
OLOX
$3.7M
– –
0
– –
MRNS
3099
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$70K ﹤0.01%
+1,749
New +$49.8K
CAJ
3100
DELISTED
Canon, Inc.
CAJ
$70K ﹤0.01%
2,198
+670
+44% +$21.2K
122 123
124
125 126

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.