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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTS icon
3051
Watts Water Technologies
WTS
$12.8B
$74K ﹤0.01%
898
-177
-16% -$14.7K
KL
3052
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$74K ﹤0.01%
3,875
+782
+25% +$16K
MIK
3053
DELISTED
Michaels Stores, Inc
MIK
$74K ﹤0.01%
4,528
+862
+24% +$16.4K
BQH
3054
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$74K ﹤0.01%
5,742
-4,513
-44% -$58.7K
ENY
3055
DELISTED
Invesco Canadian Energy Income ETF
ENY
$74K ﹤0.01%
9,284
-13,533
-59% -$109K
ANCX
3056
DELISTED
Access National Corp
ANCX
$74K ﹤0.01%
2,714
-103
-4% -$2.88K
AIZ icon
3057
Assurant
AIZ
$13.9B
$73K ﹤0.01%
678
-439
-39% -$46.5K
ALKS icon
3058
Alkermes
ALKS
$8.23B
$73K ﹤0.01%
1,728
-669
-28% -$29K
NBTB icon
3059
NBT Bancorp
NBTB
$2.79B
$73K ﹤0.01%
1,891
+24
+1% +$956
NFLT icon
3060
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$463M
$73K ﹤0.01%
3,000
-1,103
-27% -$26.7K
PCQ
3061
Pimco California Municipal Income Fund
PCQ
$167M
$73K ﹤0.01%
4,551
– –
PLOW icon
3062
Douglas Dynamics
PLOW
$976M
$73K ﹤0.01%
1,653
-1,450
-47% -$67.5K
PRMW
3063
DELISTED
Primo Water Corporation
PRMW
$73K ﹤0.01%
4,550
– –
SPWR
3064
DELISTED
SunPower Corporation Common Stock
SPWR
$73K ﹤0.01%
15,218
+5,451
+56% +$25.8K
VRAY
3065
DELISTED
ViewRay, Inc.
VRAY
$73K ﹤0.01%
7,542
+145
+2% +$1.43K
AMOV
3066
DELISTED
America Movil SAB de CV
AMOV
$73K ﹤0.01%
4,708
+1,819
+63% +$29.7K
LKSD
3067
DELISTED
LSC Communications, Inc.
LKSD
$73K ﹤0.01%
6,635
+1,449
+28% +$18.7K
INSY
3068
DELISTED
Insys Therapeutics, Inc.
INSY
$73K ﹤0.01%
7,248
+3,991
+123% +$31.8K
BBT
3069
Beacon Financial Corp
BBT
$2.69B
$72K ﹤0.01%
1,769
-106
-6% -$4.41K
CNDT icon
3070
Conduent
CNDT
$236M
$72K ﹤0.01%
3,172
-451
-12% -$9.26K
EQNR icon
3071
Equinor
EQNR
$96.8B
$72K ﹤0.01%
2,586
-659
-20% -$17.3K
EVH icon
3072
Evolent Health
EVH
$529M
$72K ﹤0.01%
2,503
+1,377
+122% +$32.8K
FPA icon
3073
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$112M
$72K ﹤0.01%
2,281
+1,251
+121% +$39.7K
HAE icon
3074
Haemonetics
HAE
$4.13B
$72K ﹤0.01%
622
-465
-43% -$48.1K
ICLN icon
3075
iShares Global Clean Energy ETF
ICLN
$2.09B
$72K ﹤0.01%
8,385
+1,623
+24% +$14.2K
121 122
123
124 125

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.