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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUMV
3001
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
$78K ﹤0.01%
3,089
-2,795
-48% -$70K
GWR
3002
DELISTED
Genesee & Wyoming Inc.
GWR
$78K ﹤0.01%
858
-414
-33% -$35.9K
APPF icon
3003
AppFolio
APPF
$7.23B
$77K ﹤0.01%
978
+758
+345% +$57.3K
EPHE icon
3004
iShares MSCI Philippines ETF
EPHE
$146M
$77K ﹤0.01%
2,583
-254
-9% -$8.02K
HEWJ icon
3005
iShares Currency Hedged MSCI Japan ETF
HEWJ
$766M
$77K ﹤0.01%
2,255
+510
+29% +$16.5K
JPXN
3006
iShares JPX-Nikkei 400 ETF
JPXN
$142M
$77K ﹤0.01%
1,192
+6
+0.5% +$376
KMT icon
3007
Kennametal
KMT
$2.38B
$77K ﹤0.01%
1,765
-81
-4% -$3.21K
PCF
3008
High Income Securities Fund
PCF
$102M
$77K ﹤0.01%
8,131
-1,239
-13% -$11.7K
PENN icon
3009
PENN Entertainment
PENN
$2.52B
$77K ﹤0.01%
2,357
-358
-13% -$11.9K
SMBK icon
3010
SmartFinancial
SMBK
$902M
$77K ﹤0.01%
+3,300
New +$82.1K
TUR icon
3011
iShares MSCI Turkey ETF
TUR
$222M
$77K ﹤0.01%
3,221
+853
+36% +$20.7K
WDFC icon
3012
WD-40
WDFC
$3.08B
$77K ﹤0.01%
444
– –
WTW icon
3013
Willis Towers Watson
WTW
$30.8B
$77K ﹤0.01%
551
-273
-33% -$41.3K
XES icon
3014
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$399M
$77K ﹤0.01%
466
+62
+15% +$10.2K
KRA
3015
DELISTED
Kraton Corporation
KRA
$77K ﹤0.01%
1,637
-400
-20% -$19K
INFO
3016
DELISTED
IHS Markit Ltd. Common Shares
INFO
$77K ﹤0.01%
1,422
+522
+58% +$28.1K
TGP
3017
DELISTED
Teekay LNG Partners L.P.
TGP
$77K ﹤0.01%
4,559
+545
+14% +$8.71K
AIR icon
3018
AAR Corp
AIR
$5.85B
$76K ﹤0.01%
1,588
+5
+0.3% +$230
ASG
3019
Liberty All-Star Growth Fund
ASG
$349M
$76K ﹤0.01%
12,045
+258
+2% +$1.73K
CERS icon
3020
Cerus
CERS
$601M
$76K ﹤0.01%
10,520
+910
+9% +$6.61K
EHTH icon
3021
eHealth
EHTH
$39.1M
$76K ﹤0.01%
+2,700
New +$71.7K
FBP icon
3022
First Bancorp
FBP
$4.53B
$76K ﹤0.01%
8,300
– –
HLF icon
3023
Herbalife
HLF
$1.29B
$76K ﹤0.01%
1,384
+557
+67% +$30.8K
NXC
3024
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$76K ﹤0.01%
5,394
– –
PBH icon
3025
Prestige Consumer Healthcare
PBH
$2.43B
$76K ﹤0.01%
1,999
+494
+33% +$18.7K
119 120
121
122 123

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.