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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGE icon
2976
iShares ESG Aware MSCI EM ETF
ESGE
$6.84B
$73K ﹤0.01%
2,365
+150
+7% +$4.72K
IDEV icon
2977
iShares Core MSCI International Developed Markets ETF
IDEV
$32.7B
$73K ﹤0.01%
1,508
-371
-20% -$19.3K
LAKE icon
2978
Lakeland Industries
LAKE
$117M
$73K ﹤0.01%
7,045
– –
PCF
2979
High Income Securities Fund
PCF
$102M
$73K ﹤0.01%
8,140
+9
+0.1% +$84
PSCC icon
2980
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$42M
$73K ﹤0.01%
3,180
-25,809
-89% -$672K
RVSB icon
2981
Riverview Bancorp
RVSB
$106M
$73K ﹤0.01%
10,066
– –
MTOR
2982
DELISTED
MERITOR, Inc.
MTOR
$73K ﹤0.01%
4,173
+3,961
+1,868% +$67.5K
FOE
2983
DELISTED
Ferro Corporation
FOE
$73K ﹤0.01%
4,553
+876
+24% +$16K
GMLP
2984
DELISTED
Golar LNG Partners LP
GMLP
$73K ﹤0.01%
6,766
+1,725
+34% +$22.7K
CVBF icon
2985
CVB Financial
CVBF
$4.09B
$72K ﹤0.01%
3,571
+2,467
+223% +$53.5K
ENX
2986
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$72K ﹤0.01%
6,563
+5,063
+338% +$55.6K
EPC icon
2987
Edgewell Personal Care
EPC
$1.31B
$72K ﹤0.01%
1,896
-230
-11% -$10K
QDEL icon
2988
QuidelOrtho
QDEL
$981M
$72K ﹤0.01%
1,480
-2,852
-66% -$170K
SPGM icon
2989
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.77B
$72K ﹤0.01%
2,070
-8,282
-80% -$311K
TUR icon
2990
iShares MSCI Turkey ETF
TUR
$222M
$72K ﹤0.01%
2,913
-308
-10% -$7.55K
TXMD icon
2991
TherapeuticsMD
TXMD
$24M
$72K ﹤0.01%
381
-190
-33% -$46.3K
CEN
2992
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$72K ﹤0.01%
1,050
-86
-8% -$7.13K
HTZ
2993
DELISTED
Hertz Global Holdings, Inc.
HTZ
$72K ﹤0.01%
6,108
-217
-3% -$3.05K
JTA
2994
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$72K ﹤0.01%
7,061
-976
-12% -$11.4K
FBP icon
2995
First Bancorp
FBP
$4.53B
$71K ﹤0.01%
8,300
– –
FUND
2996
Sprott Focus Trust
FUND
$320M
$71K ﹤0.01%
12,342
-4,406
-26% -$29.3K
GRFS
2997
Grifois
GRFS
$5.29B
$71K ﹤0.01%
3,826
-330
-8% -$6.56K
JOUT icon
2998
Johnson Outdoors
JOUT
$505M
$71K ﹤0.01%
1,198
+11
+0.9% +$787
PFI icon
2999
Invesco Dorsey Wright Financial Momentum ETF
PFI
$60.6M
$71K ﹤0.01%
2,497
-297
-11% -$9.31K
SPB icon
3000
Spectrum Brands
SPB
$2.07B
$71K ﹤0.01%
1,670
+277
+20% +$16K
118 119
120
121 122

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.