We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KB icon
2976
KB Financial Group
KB
$42.1B
$80K ﹤0.01%
1,663
+1,446
+666% +$67.4K
MNA icon
2977
IQ ARB Merger Arbitrage ETF
MNA
$254M
$80K ﹤0.01%
2,531
+991
+64% +$31K
NQP
2978
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$80K ﹤0.01%
6,398
-1,017
-14% -$12.9K
NXRT
2979
NexPoint Residential Trust
NXRT
$626M
$80K ﹤0.01%
2,410
-2,368
-50% -$73.2K
OBE
2980
Obsidian Energy
OBE
$712M
$80K ﹤0.01%
12,168
+1,295
+12% +$9.24K
PLSE icon
2981
Pulse Biosciences
PLSE
$3.18B
$80K ﹤0.01%
5,611
-3,800
-40% -$54K
JHMC
2982
DELISTED
John Hancock Multifactor Consumer Discretionary ETF
JHMC
$80K ﹤0.01%
2,400
-1,000
-29% -$32.7K
BBC icon
2983
Virtus Biotech Clinical Trials ETF
BBC
$50.2M
$79K ﹤0.01%
2,300
-23,621
-91% -$797K
BNY
2984
DELISTED
BlackRock New York Municipal Income Trust
BNY
$79K ﹤0.01%
6,512
-7,890
-55% -$98.4K
CATH icon
2985
Global X S&P 500 Catholic Values ETF
CATH
$1.36B
$79K ﹤0.01%
2,180
– –
EXI icon
2986
iShares Global Industrials ETF
EXI
$1.49B
$79K ﹤0.01%
850
-6,913
-89% -$631K
NLR icon
2987
VanEck Uranium + Nuclear Energy ETF
NLR
$4.18B
$79K ﹤0.01%
1,497
-466
-24% -$24.2K
NUW icon
2988
Nuveen AMT-Free Municipal Value Fund
NUW
$253M
$79K ﹤0.01%
5,298
+24
+0.5% +$366
DISCK
2989
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$79K ﹤0.01%
2,696
-1,166
-30% -$30.4K
DESC
2990
DELISTED
Xtrackers Russell 2000 Comprehensive Factor ETF
DESC
$79K ﹤0.01%
2,137
-513
-19% -$19.1K
DOC
2991
DELISTED
PHYSICIANS REALTY TRUST
DOC
$79K ﹤0.01%
4,657
-574
-11% -$9.52K
CARZ icon
2992
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$49.2M
$78K ﹤0.01%
2,160
-68
-3% -$2.5K
ITIC
2993
Investors Title Co
ITIC
$543M
$78K ﹤0.01%
463
+51
+12% +$9.48K
SABR icon
2994
Sabre
SABR
$900M
$78K ﹤0.01%
3,024
+1,136
+60% +$29.2K
SSL icon
2995
Sasol
SSL
$7.39B
$78K ﹤0.01%
1,986
+128
+7% +$4.86K
VST icon
2996
Vistra
VST
$49.7B
$78K ﹤0.01%
3,076
-4,293
-58% -$98.8K
LGF.B
2997
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$78K ﹤0.01%
3,400
-2,588
-43% -$58.1K
BEST
2998
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$78K ﹤0.01%
664
+312
+89% +$53.2K
IMGN
2999
DELISTED
Immunogen Inc
IMGN
$78K ﹤0.01%
8,304
-728
-8% -$7K
LMRKN
3000
DELISTED
Landmark Infrastructure Partners LP 7% Series C Fltg/Fxd Perpetual Conv Preferred Stock
LMRKN
$78K ﹤0.01%
+3,375
New +$78K
118 119
120
121 122

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.