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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSG
2976
Octave Specialty Group
OSG
$218M
$41K ﹤0.01%
1,830
– –
ATI icon
2977
ATI
ATI
$31.2B
$41K ﹤0.01%
2,550
+189
+8% +$3.14K
IOVA icon
2978
Iovance Biotherapeutics
IOVA
$3.06B
$41K ﹤0.01%
5,875
– –
LBRDK icon
2979
Liberty Broadband Class C
LBRDK
$5.23B
$41K ﹤0.01%
561
-73
-12% -$5.13K
LZB icon
2980
La-Z-Boy
LZB
$1.68B
$41K ﹤0.01%
1,312
-43
-3% -$1.16K
MYGN icon
2981
Myriad Genetics
MYGN
$295M
$41K ﹤0.01%
2,434
+592
+32% +$10.7K
PENN icon
2982
PENN Entertainment
PENN
$2.52B
$41K ﹤0.01%
2,899
– –
RBCAA icon
2983
Republic Bancorp
RBCAA
$1.92B
$41K ﹤0.01%
1,038
+2
+0.2% +$69
RRX icon
2984
Regal Rexnord
RRX
$11.7B
$41K ﹤0.01%
594
-26
-4% -$1.72K
TTMI icon
2985
TTM Technologies
TTMI
$14.7B
$41K ﹤0.01%
+3,000
New +$39.1K
IBDP
2986
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$41K ﹤0.01%
1,661
– –
TGH
2987
DELISTED
Textainer Group Holdings limited
TGH
$41K ﹤0.01%
5,446
-3,047
-36% -$25.3K
FDEU
2988
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$41K ﹤0.01%
2,673
+2,190
+453% +$33.2K
INFO
2989
DELISTED
IHS Markit Ltd. Common Shares
INFO
$41K ﹤0.01%
1,160
-1,780
-61% -$63.9K
NMY
2990
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$41K ﹤0.01%
3,291
-150
-4% -$1.93K
WPX
2991
DELISTED
WPX Energy, Inc.
WPX
$41K ﹤0.01%
2,806
+686
+32% +$9.07K
LTXB
2992
DELISTED
LegacyTexas Financial Group Inc
LTXB
$41K ﹤0.01%
952
+950
+47,500% +$35.5K
TIS
2993
DELISTED
Orchids Paper Products, Inc.
TIS
$41K ﹤0.01%
1,533
+200
+15% +$5.17K
PZI
2994
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$41K ﹤0.01%
2,191
-4,996
-70% -$87.8K
ISL
2995
DELISTED
Aberdeen Israel Fund
ISL
$41K ﹤0.01%
2,504
+31
+1% +$502
RGC
2996
DELISTED
Regal Entertainment Group
RGC
$41K ﹤0.01%
1,975
-2,771
-58% -$61.5K
COWN
2997
DELISTED
Cowen Inc. Class A Common Stock
COWN
$41K ﹤0.01%
2,600
+2,392
+1,150% +$34.3K
AHRT
2998
AH Realty Trust
AHRT
$506M
$40K ﹤0.01%
2,781
+341
+14% +$4.73K
BWZ icon
2999
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$288M
$40K ﹤0.01%
1,353
+1,328
+5,312% +$40.3K
HERZ
3000
Herzfeld Credit Income Fund
HERZ
$32.5M
$40K ﹤0.01%
771
-55
-7% -$2.75K
118 119
120
121 122

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.