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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGC
2976
DELISTED
General Cable Corporation
BGC
$10K ﹤0.01%
379
-330
-47% -$9.55K
TAO
2977
DELISTED
Invesco China Real Estate ETF
TAO
$10K ﹤0.01%
510
– –
GCH
2978
DELISTED
Aberdeen Greater China Fund
GCH
$10K ﹤0.01%
997
+118
+13% +$1.12K
CPN
2979
DELISTED
Calpine Corporation
CPN
$10K ﹤0.01%
502
– –
LBF
2980
DELISTED
Deutsche Global High Incm Fund
LBF
$10K ﹤0.01%
1,260
+20
+2% +$162
ASEI
2981
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$10K ﹤0.01%
+154
New +$10.5K
HTWR
2982
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
$10K ﹤0.01%
+108
New +$10.5K
DMND
2983
DELISTED
DIAMOND FOODS, INC.
DMND
$10K ﹤0.01%
300
– –
ADAT
2984
DELISTED
AUTHENTIDATE HOLDING CORP COM STK (DE)
ADAT
$10K ﹤0.01%
1,111
– –
EWRI
2985
DELISTED
GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF
EWRI
$10K ﹤0.01%
215
– –
BRXX
2986
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
$10K ﹤0.01%
600
– –
IBMD
2987
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$10K ﹤0.01%
185
– –
MRH
2988
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
$10K ﹤0.01%
325
-330
-50% -$9.35K
CSP
2989
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$10K ﹤0.01%
1,444
+14
+1% +$96
BEAT
2990
DELISTED
BioTelemetry, Inc.
BEAT
$10K ﹤0.01%
1,000
-3,600
-78% -$33.1K
JSD
2991
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$10K ﹤0.01%
550
– –
SDR
2992
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$10K ﹤0.01%
1,327
+52
+4% +$455
DWSN
2993
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
$10K ﹤0.01%
360
+28
+8% +$862
IPW
2994
DELISTED
SPDR S&P International Energy Sector
IPW
$10K ﹤0.01%
381
– –
BFZ
2995
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$9K ﹤0.01%
600
– –
CRH icon
2996
CRH
CRH
$65B
$9K ﹤0.01%
316
– –
CXH
2997
DELISTED
MFS Investment Grade Municipal Trust
CXH
$9K ﹤0.01%
1,005
+5
+0.5% +$44
DCI icon
2998
Donaldson
DCI
$11.1B
$9K ﹤0.01%
203
– –
FRA icon
2999
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$9K ﹤0.01%
640
– –
GASS icon
3000
StealthGas
GASS
$343M
$9K ﹤0.01%
800
-500
-38% -$5.23K
118 119
120
121 122

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.