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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
276
Consolidated Edison
ED
$39.3B
$7.25M 0.06%
95,163
-8,519
-8% -$671K
AGN
277
DELISTED
Allergan plc
AGN
$7.23M 0.06%
37,955
+478
+1% +$87.8K
NSC icon
278
Norfolk Southern
NSC
$75B
$7.21M 0.06%
39,857
+1,706
+4% +$291K
IUSB icon
279
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$7.2M 0.06%
146,669
+60,212
+70% +$2.97M
FMO
280
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$7.16M 0.06%
117,326
-22,119
-16% -$1.35M
MDYV icon
281
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.86B
$7.15M 0.06%
133,350
+70,601
+113% +$3.79M
BOND icon
282
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$7.14M 0.06%
69,771
-262,130
-79% -$27M
ALGN icon
283
Align Technology
ALGN
$12.5B
$7.12M 0.06%
18,200
+165
+0.9% +$60.9K
ETP
284
DELISTED
Energy Transfer Partners, L.P.
ETP
$7.04M 0.06%
314,768
+1,782
+0.6% +$38.7K
KR icon
285
Kroger
KR
$34.6B
$7.03M 0.06%
241,536
-7,895
-3% -$235K
VTR icon
286
Ventas
VTR
$47.2B
$7.02M 0.06%
129,156
+11,684
+10% +$677K
D icon
287
Dominion Energy
D
$59.1B
$7M 0.06%
99,652
-7,280
-7% -$515K
SPEM icon
288
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$6.98M 0.06%
200,121
-161,462
-45% -$5.69M
SHM icon
289
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$6.95M 0.06%
145,705
-13,361
-8% -$641K
XRT icon
290
State Street SPDR S&P Retail ETF
XRT
$652M
$6.88M 0.06%
134,794
+56,449
+72% +$2.86M
MOAT icon
291
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$6.84M 0.06%
146,289
+9,179
+7% +$419K
CFA icon
292
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$6.8M 0.06%
131,799
+128,367
+3,740% +$6.6M
DON icon
293
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$6.79M 0.06%
184,189
-76,997
-29% -$2.83M
EFG icon
294
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$6.79M 0.06%
84,549
-21,804
-21% -$1.74M
FTSM icon
295
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$6.77M 0.06%
112,845
-3,259
-3% -$196K
TSN icon
296
Tyson Foods
TSN
$20.1B
$6.77M 0.06%
113,753
-880
-0.8% -$55K
MU icon
297
Micron Technology
MU
$972B
$6.71M 0.06%
148,465
+36,945
+33% +$1.86M
BSJL
298
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$6.71M 0.06%
270,923
+190,361
+236% +$4.71M
NVS icon
299
Novartis
NVS
$298B
$6.71M 0.06%
86,885
-1,589
-2% -$117K
IXUS icon
300
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$6.7M 0.06%
111,108
+6,457
+6% +$389K
10 11
12
13 14

Similar funds

AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.