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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
276
Phillips 66
PSX
$81.4B
$7.13M 0.07%
70,483
-6,767
-9% -$643K
VCR icon
277
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$7.12M 0.07%
45,668
+1,232
+3% +$184K
PNQI icon
278
Invesco NASDAQ Internet ETF
PNQI
$551M
$7.03M 0.07%
303,855
-10,360
-3% -$236K
IWR icon
279
iShares Russell Mid-Cap ETF
IWR
$57.4B
$7.03M 0.07%
135,124
+11,392
+9% +$578K
XLU icon
280
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$6.95M 0.07%
263,914
-107,100
-29% -$2.94M
FENY icon
281
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$6.86M 0.07%
342,097
+317,200
+1,274% +$6.04M
PCY icon
282
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$6.83M 0.07%
231,117
+131,512
+132% +$3.88M
FIDU icon
283
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$6.72M 0.06%
173,614
+26,309
+18% +$982K
CELG
284
DELISTED
Celgene Corp
CELG
$6.64M 0.06%
63,622
+3,198
+5% +$361K
NVS icon
285
Novartis
NVS
$297B
$6.61M 0.06%
87,767
+141
+0.2% +$10.6K
KR icon
286
Kroger
KR
$34.8B
$6.6M 0.06%
240,319
+5,419
+2% +$126K
CPRT icon
287
Copart
CPRT
$27.5B
$6.51M 0.06%
603,044
-297,944
-33% -$2.9M
EFG icon
288
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$6.47M 0.06%
80,172
+13,188
+20% +$1.05M
BIL icon
289
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$6.47M 0.06%
70,759
+7,142
+11% +$653K
MAIN icon
290
Main Street Capital
MAIN
$5.48B
$6.43M 0.06%
162,013
+13,550
+9% +$546K
AMAT icon
291
Applied Materials
AMAT
$428B
$6.43M 0.06%
125,723
+16,452
+15% +$891K
SCHP icon
292
Schwab US TIPS ETF
SCHP
$16.3B
$6.4M 0.06%
230,938
+20,886
+10% +$578K
LOW icon
293
Lowe's Companies
LOW
$125B
$6.37M 0.06%
68,518
+3,497
+5% +$289K
NOC icon
294
Northrop Grumman
NOC
$81.2B
$6.35M 0.06%
20,697
-296
-1% -$88.9K
RPG icon
295
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$6.35M 0.06%
302,815
+22,930
+8% +$476K
FXR icon
296
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$6.34M 0.06%
156,156
+42,675
+38% +$1.65M
SPYG icon
297
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$6.32M 0.06%
191,586
+96,310
+101% +$3.11M
MDT icon
298
Medtronic
MDT
$112B
$6.29M 0.06%
77,800
+2,093
+3% +$168K
NSC icon
299
Norfolk Southern
NSC
$75.1B
$6.27M 0.06%
43,273
+5,501
+15% +$739K
PSA icon
300
Public Storage
PSA
$61.3B
$6.24M 0.06%
29,846
+37
+0.1% +$7.82K
10 11
12
13 14

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.