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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
276
Schwab US Dividend Equity ETF
SCHD
$106B
$2.09M 0.06%
162,789
+150
+0.1% +$1.93K
XLI icon
277
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$2.09M 0.06%
39,364
-1,809
-4% -$97.1K
NOV icon
278
NOV
NOV
$7.27B
$2.09M 0.06%
27,421
-253
-0.9% -$20.9K
NGG icon
279
National Grid
NGG
$79.7B
$2.09M 0.06%
30,086
-3,295
-10% -$234K
IYT icon
280
iShares US Transportation ETF
IYT
$2.28B
$2.09M 0.06%
55,300
+35,892
+185% +$1.35M
USMV icon
281
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$2.08M 0.06%
55,200
+22,701
+70% +$854K
MDLZ icon
282
Mondelez International
MDLZ
$78.6B
$2.04M 0.06%
59,377
-3,629
-6% -$132K
XLY icon
283
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.6B
$2.03M 0.06%
60,894
+15,916
+35% +$538K
AXP icon
284
American Express
AXP
$228B
$2.03M 0.06%
23,189
+1,662
+8% +$150K
EVT icon
285
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$2.03M 0.06%
100,329
+841
+0.8% +$17.2K
IXP icon
286
iShares Global Comm Services ETF
IXP
$569M
$2.02M 0.06%
32,139
-120
-0.4% -$7.66K
VNQI icon
287
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$2.02M 0.06%
37,116
-288
-0.8% -$16.7K
DBC icon
288
Invesco DB Commodity Index Tracking Fund
DBC
$1.7B
$2.01M 0.05%
86,341
+18,902
+28% +$472K
FXD icon
289
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$2M 0.05%
60,041
+294
+0.5% +$9.76K
EMB icon
290
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$2M 0.05%
17,702
-4,804
-21% -$551K
KYN icon
291
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$1.99M 0.05%
48,654
+6,881
+16% +$272K
JPC icon
292
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$1.97M 0.05%
214,476
-5,378
-2% -$50.7K
DBA icon
293
Invesco DB Agriculture Fund
DBA
$1.24B
$1.97M 0.05%
76,789
-12,474
-14% -$327K
AGNC icon
294
AGNC Investment
AGNC
$12.7B
$1.95M 0.05%
91,643
-142
-0.2% -$3.27K
FXH icon
295
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$1.94M 0.05%
34,598
-149
-0.4% -$8.17K
ECL icon
296
Ecolab
ECL
$79.1B
$1.94M 0.05%
16,875
+198
+1% +$22.3K
WFM
297
DELISTED
Whole Foods Market Inc
WFM
$1.92M 0.05%
50,308
+853
+2% +$32.6K
RDS.A
298
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.91M 0.05%
26,896
+1,004
+4% +$75.3K
TSLA icon
299
Tesla
TSLA
$1.3T
$1.91M 0.05%
117,360
+28,500
+32% +$470K
PDM
300
Piedmont Realty Trust
PDM
$1.16B
$1.9M 0.05%
107,754
-5,627
-5% -$108K
10 11
12
13 14

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.