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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 6.22%
2 Technology 5.79%
3 Industrials 4.76%
4 Consumer Staples 3.75%
5 Healthcare 3.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRTX icon
2951
Heron Therapeutics
HRTX
$63.3M
$73K ﹤0.01%
4,037
– –
KNCT icon
2952
Invesco Next Gen Connectivity ETF
KNCT
$165M
$73K ﹤0.01%
1,579
– –
MTH icon
2953
Meritage Homes
MTH
$4.78B
$73K ﹤0.01%
2,844
+440
+18% +$10.9K
PWOD
2954
DELISTED
Penns Woods Bancorp
PWOD
$73K ﹤0.01%
2,363
– –
USNA icon
2955
Usana Health Sciences
USNA
$254M
$73K ﹤0.01%
988
+18
+2% +$1.2K
WTS icon
2956
Watts Water Technologies
WTS
$12.7B
$73K ﹤0.01%
958
-39
-4% -$2.78K
CEN
2957
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$73K ﹤0.01%
731
-651
-47% -$63.8K
AMPE
2958
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$73K ﹤0.01%
60
– –
ZIXI
2959
DELISTED
Zix Corporation
ZIXI
$73K ﹤0.01%
16,700
– –
AEF
2960
abrdn Emerging Markets Equity Income Fund
AEF
$387M
$72K ﹤0.01%
8,059
-4,000
-33% -$34.5K
ASH icon
2961
Ashland
ASH
$3.35B
$72K ﹤0.01%
1,015
-27
-3% -$1.86K
CIF
2962
DELISTED
MFS Intermediate High Income Fund
CIF
$72K ﹤0.01%
24,351
-2,000
-8% -$5.68K
CVCO icon
2963
Cavco Industries
CVCO
$4.67B
$72K ﹤0.01%
467
+47
+11% +$7.06K
FN icon
2964
Fabrinet
FN
$20.6B
$72K ﹤0.01%
2,483
+35
+1% +$1.16K
GBAB
2965
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$388M
$72K ﹤0.01%
3,138
-494
-14% -$11.1K
HTBK
2966
DELISTED
Heritage Commerce
HTBK
$72K ﹤0.01%
4,676
+30
+0.6% +$456
RMTI icon
2967
Rockwell Medical
RMTI
$30.2M
$72K ﹤0.01%
112
+39
+53% +$27.5K
SEM
2968
DELISTED
Select Medical
SEM
$72K ﹤0.01%
7,610
+186
+3% +$1.78K
WEAT icon
2969
Teucrium Wheat Fund
WEAT
$304M
$72K ﹤0.01%
2,400
+1,000
+71% +$31K
BRG
2970
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$72K ﹤0.01%
7,101
-9,551
-57% -$106K
CTB
2971
DELISTED
Cooper Tire & Rubber Co.
CTB
$72K ﹤0.01%
2,053
-193
-9% -$6.82K
FMI
2972
DELISTED
Foundation Medicine, Inc.
FMI
$72K ﹤0.01%
1,055
+250
+31% +$13K
RAS
2973
DELISTED
RAIT Financial Trust
RAS
$72K ﹤0.01%
189,938
-10,818
-5% -$4.88K
CAE icon
2974
CAE Inc. Common Shares
CAE
$8.59B
$71K ﹤0.01%
3,815
+986
+35% +$17.4K
FSBW icon
2975
FS Bancorp
FSBW
$326M
$71K ﹤0.01%
2,600
– –
117 118
119
120 121

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.