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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXGN icon
2926
Axogen
AXGN
$2.62B
$87K ﹤0.01%
2,371
-2,204
-48% -$96.2K
GPK icon
2927
Graphic Packaging
GPK
$3.38B
$87K ﹤0.01%
6,172
+5,654
+1,092% +$81.6K
GVIP icon
2928
Goldman Sachs Hedge Industry VIP ETF
GVIP
$587M
$87K ﹤0.01%
1,496
+1,296
+648% +$74.2K
IEUS icon
2929
iShares MSCI Europe Small-Cap ETF
IEUS
$185M
$87K ﹤0.01%
1,565
+826
+112% +$46.5K
NRK icon
2930
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$926M
$87K ﹤0.01%
7,303
+1,010
+16% +$12.2K
SNN icon
2931
Smith & Nephew
SNN
$12.5B
$87K ﹤0.01%
2,363
-990
-30% -$35.7K
TDTF icon
2932
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$87K ﹤0.01%
3,578
-6,682
-65% -$163K
LSXMK
2933
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$87K ﹤0.01%
2,642
-3,100
-54% -$110K
BSJP
2934
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$86K ﹤0.01%
3,531
+2,845
+415% +$69K
ICUI icon
2935
ICU Medical
ICUI
$4.58B
$86K ﹤0.01%
304
+28
+10% +$8.2K
PXE icon
2936
Invesco Energy Exploration & Production ETF
PXE
$86.4M
$86K ﹤0.01%
3,148
+1,056
+50% +$28.1K
DBE icon
2937
Invesco DB Energy Fund
DBE
$91.1M
$85K ﹤0.01%
4,697
+235
+5% +$3.95K
FCPT icon
2938
Four Corners Property Trust
FCPT
$2.77B
$85K ﹤0.01%
3,304
+1,111
+51% +$28.7K
HIMX
2939
Himax Technologies
HIMX
$2.66B
$85K ﹤0.01%
14,256
+13
+0.1% +$86
MGRC icon
2940
McGrath RentCorp
MGRC
$2.99B
$85K ﹤0.01%
1,572
+81
+5% +$4.72K
OSUR icon
2941
OraSure Technologies
OSUR
$265M
$85K ﹤0.01%
5,500
-2,058
-27% -$33.7K
FOE
2942
DELISTED
Ferro Corporation
FOE
$85K ﹤0.01%
3,677
-273
-7% -$6.04K
BOE icon
2943
BlackRock Enhanced Global Dividend Trust
BOE
$692M
$84K ﹤0.01%
7,657
-9,058
-54% -$101K
FALN icon
2944
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
$84K ﹤0.01%
3,160
+1,010
+47% +$26.7K
FCG icon
2945
First Trust Natural Gas ETF
FCG
$648M
$84K ﹤0.01%
3,698
-812
-18% -$18.4K
LGI
2946
Lazard Global Total Return & Income Fund
LGI
$241M
$84K ﹤0.01%
4,700
-2,900
-38% -$52K
RCKY icon
2947
Rocky Brands
RCKY
$356M
$84K ﹤0.01%
+2,960
New +$86.4K
AYR
2948
DELISTED
Aircastle Ltd
AYR
$84K ﹤0.01%
3,856
+737
+24% +$15.3K
BCO icon
2949
Brink's
BCO
$4.71B
$83K ﹤0.01%
1,175
+737
+168% +$56.9K
CPK icon
2950
Chesapeake Utilities
CPK
$3.26B
$83K ﹤0.01%
980
-130
-12% -$11K
116 117
118
119 120

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AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.