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Ladenburg Thalmann Financial Services’s iShares Fallen Angels USD Bond ETF FALN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FALN Stock Details FALN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$437K Sell
18,868
-5,780
-23% -$154K ﹤0.01% 1920
2019
Q3 		$660K Buy
24,648
+19,727
+401% +$526K ﹤0.01% 1543
2019
Q2 		$131K Buy
4,921
+3,023
+159% +$79.7K ﹤0.01% 2779
2019
Q1 		$50K Buy
1,898
+360
+23% +$9.27K ﹤0.01% 3396
2018
Q4 		$37K Sell
1,538
-1,622
-51% -$41.3K ﹤0.01% 3465
2018
Q3 		$84K Buy
3,160
+1,010
+47% +$26.7K ﹤0.01% 2948
2018
Q2 		$57K Hold
2,150
– – ﹤0.01% 3178
2018
Q1 		$57K Hold
2,150
– – ﹤0.01% 3178
2017
Q4 		$58K Sell
2,150
-95
-4% -$2.61K ﹤0.01% 3117
2017
Q3 		$63K Sell
2,245
-9,053
-80% -$249K ﹤0.01% 2935
2017
Q2 		$309K Buy
11,298
+1,312
+13% +$35.9K ﹤0.01% 1717
2017
Q1 		$274K Buy
9,986
+8,966
+879% +$244K ﹤0.01% 1690
2016
Q4 		$27K Buy
+1,020
New +$27.2K ﹤0.01% 3284

Other funds holding FALN

Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return
CW
CreativeOne Wealth Overland Park, Kansas $4.63B AUM 25.46% 1-Year Est. Return
GI
Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
FIM
Freedom Investment Management Hartford, Connecticut $359M AUM 23.01% 1-Year Est. Return
GM
GeoWealth Management Chicago, Illinois $3.18B AUM 21.22% 1-Year Est. Return
OIA
OneDigital Investment Advisors Overland Park, Kansas $11.8B AUM 21.23% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
RWA
Redhawk Wealth Advisors Minneapolis, Minnesota $1.02B AUM 35.15% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FALN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its iShares Fallen Angels USD Bond ETF (FALN) stake by 23% in Q4 2019, selling an estimated $154K and leaving 18,868 shares worth $437K. The position accounts for ﹤0.01% of the portfolio, ranked #1920.

Ladenburg Thalmann Financial Services first reported a position in FALN in Q4 2016 and has held it in 13 quarters since. The position peaked at $660K in Q3 2019. 53 funds tracked by Wall St. Rank hold FALN as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 18,868 shares of iShares Fallen Angels USD Bond ETF worth $437K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 5,780 iShares Fallen Angels USD Bond ETF shares in Q4 2019, an estimated $154K.
  • iShares Fallen Angels USD Bond ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1920 holding.
  • Ladenburg Thalmann Financial Services first reported a position in iShares Fallen Angels USD Bond ETF in Q4 2016 and has held it in 13 quarters since.
  • Ladenburg Thalmann Financial Services's iShares Fallen Angels USD Bond ETF position peaked at $660K in Q3 2019.
  • 53 funds tracked by Wall St. Rank held iShares Fallen Angels USD Bond ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.