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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINL
2926
DELISTED
Finish Line
FINL
$45K ﹤0.01%
2,452
+986
+67% +$21.5K
EMI
2927
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$45K ﹤0.01%
3,496
– –
ALEX
2928
DELISTED
Alexander & Baldwin
ALEX
$44K ﹤0.01%
999
-600
-38% -$25K
CXW icon
2929
CoreCivic
CXW
$3.25B
$44K ﹤0.01%
1,798
-1,482
-45% -$28.3K
EWI icon
2930
iShares MSCI Italy ETF
EWI
$1.08B
$44K ﹤0.01%
1,794
+627
+54% +$14.1K
FSP
2931
Franklin Street Properties
FSP
$50.8M
$44K ﹤0.01%
3,400
+3,348
+6,438% +$40.4K
GIII icon
2932
G-III Apparel Group
GIII
$1.43B
$44K ﹤0.01%
1,495
+126
+9% +$3.66K
GWRS icon
2933
Global Water Resources
GWRS
$247M
$44K ﹤0.01%
4,800
+3,300
+220% +$27K
NML
2934
Neuberger Energy Infrastructure and Income Fund Inc
NML
$610M
$44K ﹤0.01%
4,767
-978
-17% -$8.85K
PPC icon
2935
Pilgrim's Pride
PPC
$6.64B
$44K ﹤0.01%
2,302
+1,260
+121% +$24.6K
RYAM icon
2936
Rayonier Advanced Materials
RYAM
$570M
$44K ﹤0.01%
2,821
-223
-7% -$3.11K
TS icon
2937
Tenaris
TS
$27B
$44K ﹤0.01%
1,227
+82
+7% +$2.57K
WFC.PRL icon
2938
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
$44K ﹤0.01%
36
– –
WW
2939
DELISTED
WW International
WW
$44K ﹤0.01%
3,784
-1,615
-30% -$17.4K
CONN
2940
DELISTED
Conn's Inc.
CONN
$44K ﹤0.01%
3,500
-700
-17% -$7.72K
WWE
2941
DELISTED
World Wrestling Entertainment
WWE
$44K ﹤0.01%
2,362
-658
-22% -$12.5K
IBDD
2942
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$44K ﹤0.01%
1,665
– –
RJI
2943
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$44K ﹤0.01%
8,435
– –
BREW
2944
DELISTED
Craft Brew Alliance, Inc.
BREW
$44K ﹤0.01%
2,590
+100
+4% +$1.65K
EGAS
2945
DELISTED
Gas Natural Inc.
EGAS
$44K ﹤0.01%
3,450
-123,852
-97% -$1.5M
IGOV icon
2946
iShares International Treasury Bond ETF
IGOV
$1.53B
$43K ﹤0.01%
952
+564
+145% +$26.4K
INCO icon
2947
Columbia India Consumer ETF
INCO
$237M
$43K ﹤0.01%
1,335
-2,617
-66% -$88.9K
MCI
2948
Barings Corporate Investors
MCI
$350M
$43K ﹤0.01%
2,799
– –
MGNX icon
2949
MacroGenics
MGNX
$268M
$43K ﹤0.01%
2,081
– –
MSCI icon
2950
MSCI
MSCI
$41.4B
$43K ﹤0.01%
538
+158
+42% +$12.7K
116 117
118
119 120

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.