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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEI.A icon
2901
HEICO Corp Class A
HEI.A
$38.4B
$46K ﹤0.01%
1,670
+83
+5% +$2.16K
LGIH icon
2902
LGI Homes
LGIH
$1.39B
$46K ﹤0.01%
1,594
-879
-36% -$27.7K
NTES icon
2903
NetEase
NTES
$80.1B
$46K ﹤0.01%
1,060
+165
+18% +$7.88K
PAGP icon
2904
Plains GP Holdings
PAGP
$5.11B
$46K ﹤0.01%
2,694
+1,335
+98% +$45.8K
PRAH
2905
DELISTED
PRA Health Sciences, Inc.
PRAH
$46K ﹤0.01%
817
+28
+4% +$1.54K
FSB
2906
DELISTED
Franklin Financial Network, Inc.
FSB
$46K ﹤0.01%
+1,086
New +$39.5K
BHBK
2907
DELISTED
Blue Hills Bancorp, Inc.
BHBK
$46K ﹤0.01%
+2,450
New +$40.9K
EWEM
2908
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$46K ﹤0.01%
+1,660
New +$46.6K
EXCU
2909
DELISTED
Exelon Corporation
EXCU
$46K ﹤0.01%
950
– –
ABAX
2910
DELISTED
Abaxis Inc
ABAX
$46K ﹤0.01%
871
-2,103
-71% -$108K
SNDS
2911
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$46K ﹤0.01%
2,484
– –
CBT icon
2912
Cabot Corp
CBT
$4.54B
$45K ﹤0.01%
874
-32
-4% -$1.65K
EGO icon
2913
Eldorado Gold
EGO
$10.4B
$45K ﹤0.01%
2,818
+300
+12% +$4.71K
EP.PRC icon
2914
El Paso Energy Capital Trust I
EP.PRC
$222M
$45K ﹤0.01%
907
– –
KYNB
2915
Kyntra Bio
KYNB
$28.5M
$45K ﹤0.01%
83
-2
-2% -$999
FTS icon
2916
Fortis
FTS
$29B
$45K ﹤0.01%
+1,453
New +$45.1K
MSA icon
2917
Mine Safety
MSA
$7.3B
$45K ﹤0.01%
739
+12
+2% +$742
NVAX icon
2918
Novavax
NVAX
$1.33B
$45K ﹤0.01%
1,768
-65
-4% -$1.9K
ACH
2919
Accendra Health
ACH
$73.1M
$45K ﹤0.01%
1,264
+157
+14% +$5.3K
PSCE icon
2920
Invesco S&P SmallCap Energy ETF
PSCE
$106M
$45K ﹤0.01%
423
+318
+303% +$30.5K
SMB icon
2921
VanEck Short Muni ETF
SMB
$314M
$45K ﹤0.01%
2,609
-378
-13% -$6.57K
CEQP
2922
DELISTED
Crestwood Equity Partners LP
CEQP
$45K ﹤0.01%
1,761
-1,700
-49% -$37.1K
SPPI
2923
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$45K ﹤0.01%
10,000
-3,364
-25% -$14.1K
FLGE
2924
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$45K ﹤0.01%
326
– –
MMAC
2925
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$45K ﹤0.01%
2,380
-400
-14% -$7.14K
115 116
117
118 119

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.