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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNI icon
2901
HNI Corp
HNI
$3.56B
$11K ﹤0.01%
300
– –
JOUT icon
2902
Johnson Outdoors
JOUT
$512M
$11K ﹤0.01%
434
+100
+30% +$2.47K
KNDI
2903
Kandi Technologies Group
KNDI
$64.4M
$11K ﹤0.01%
+700
New +$10.5K
KRG icon
2904
Kite Realty
KRG
$5.31B
$11K ﹤0.01%
475
– –
LFVN icon
2905
LifeVantage
LFVN
$81.9M
$11K ﹤0.01%
1,242
– –
MITT
2906
TPG Mortgage Investment Trust
MITT
$214M
$11K ﹤0.01%
200
– –
NNY icon
2907
Nuveen New York Municipal Value Fund
NNY
$158M
$11K ﹤0.01%
1,146
– –
PARAA
2908
DELISTED
Paramount Global Class A
PARAA
$11K ﹤0.01%
170
– –
PB icon
2909
Prosperity Bancshares
PB
$8.97B
$11K ﹤0.01%
158
– –
PIPR icon
2910
Piper Sandler
PIPR
$5.54B
$11K ﹤0.01%
976
+8
+0.8% +$81
PMO
2911
Franklin Municipal Opportunities Trust
PMO
$290M
$11K ﹤0.01%
1,000
-1,400
-58% -$15.8K
PSCU icon
2912
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$17.8M
$11K ﹤0.01%
300
– –
RBA icon
2913
RB Global
RBA
$16B
$11K ﹤0.01%
463
-145
-24% -$3.33K
RELL icon
2914
Richardson Electronics
RELL
$300M
$11K ﹤0.01%
+1,000
New +$11.3K
RGT
2915
Royce Global Value Trust
RGT
$101M
$11K ﹤0.01%
1,258
-565
-31% -$4.92K
SHG icon
2916
Shinhan Financial Group
SHG
$35.1B
$11K ﹤0.01%
250
– –
SLM icon
2917
SLM Corp
SLM
$5.22B
$11K ﹤0.01%
1,228
-2,597
-68% -$22.7K
SMP icon
2918
Standard Motor Products
SMP
$870M
$11K ﹤0.01%
300
– –
SOXX icon
2919
iShares Semiconductor ETF
SOXX
$46.6B
$11K ﹤0.01%
420
– –
TNK icon
2920
Teekay Tankers
TNK
$2.9B
$11K ﹤0.01%
375
– –
WDFC icon
2921
WD-40
WDFC
$3.09B
$11K ﹤0.01%
144
+100
+227% +$7.28K
IVH
2922
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$11K ﹤0.01%
597
+13
+2% +$236
CTT
2923
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$11K ﹤0.01%
739
-211
-22% -$2.86K
ASNA
2924
DELISTED
Ascena Retail Group, Inc.
ASNA
$11K ﹤0.01%
31
+10
+48% +$3.8K
DF
2925
DELISTED
Dean Foods Company
DF
$11K ﹤0.01%
674
+400
+146% +$6.23K
115 116
117
118 119

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.