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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVHC
2876
DELISTED
Envision Healthcare Holdings Inc
EVHC
$12K ﹤0.01%
122
– –
FNGN
2877
DELISTED
Financial Engines, Inc.
FNGN
$12K ﹤0.01%
239
– –
SNAK
2878
DELISTED
Inventure Foods, Inc.
SNAK
$12K ﹤0.01%
850
– –
XRDC
2879
DELISTED
Crossroads Capital, Inc
XRDC
$12K ﹤0.01%
+2,000
New +$12.1K
MLPW
2880
DELISTED
UBS AG JERSEY BRANCH E TRACS LKD WELLS FARGO (CHE)
MLPW
$12K ﹤0.01%
343
– –
UNTD
2881
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$12K ﹤0.01%
1,057
– –
LF
2882
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$12K ﹤0.01%
1,550
– –
NBBC
2883
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$12K ﹤0.01%
1,706
– –
ONFC
2884
DELISTED
ONEIDA FINL CORP COM STK NEW (MD)
ONFC
$12K ﹤0.01%
1,000
– –
ZU
2885
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
$12K ﹤0.01%
213
– –
FRS
2886
DELISTED
FRISCH'S RESTAURANTS INC
FRS
$12K ﹤0.01%
500
– –
OFF
2887
DELISTED
UBS AG LONDON BRHETRACS FISHER-GARTMAN RISK (UK)
OFF
$12K ﹤0.01%
700
– –
FBC
2888
DELISTED
Flagstar Bancorp, Inc. New
FBC
$12K ﹤0.01%
528
– –
NTP
2889
DELISTED
Nam Tai Property Inc.
NTP
$12K ﹤0.01%
2,000
– –
WNR
2890
DELISTED
Western Refining Inc
WNR
$12K ﹤0.01%
316
-24
-7% -$943
AVD icon
2891
American Vanguard Corp
AVD
$62.8M
$11K ﹤0.01%
502
+1
+0.2% +$23
BTO
2892
John Hancock Financial Opportunities Fund
BTO
$819M
$11K ﹤0.01%
475
+100
+27% +$2.31K
CVBF icon
2893
CVB Financial
CVBF
$4.08B
$11K ﹤0.01%
682
– –
DSI icon
2894
iShares MSCI KLD 400 Social ETF
DSI
$5.58B
$11K ﹤0.01%
300
– –
DXCM icon
2895
DexCom
DXCM
$34.5B
$11K ﹤0.01%
1,032
-272
-21% -$2.81K
ECPG icon
2896
Encore Capital Group
ECPG
$2.15B
$11K ﹤0.01%
235
+60
+34% +$2.9K
FEIM icon
2897
Frequency Electronics
FEIM
$856M
$11K ﹤0.01%
1,000
– –
FR icon
2898
First Industrial Realty Trust
FR
$8.4B
$11K ﹤0.01%
568
-751
-57% -$13.6K
GHY
2899
PGIM Global High Yield Fund
GHY
$480M
$11K ﹤0.01%
+600
New +$10.6K
GLIN icon
2900
VanEck India Growth Leaders ETF
GLIN
$93.5M
$11K ﹤0.01%
300
+100
+50% +$3.14K
114 115
116
117 118

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HAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.