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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKG icon
2851
ARK Genomic Revolution ETF
ARKG
$1.74B
$49K ﹤0.01%
2,900
– –
BHR
2852
Braemar Hotels & Resorts
BHR
$139M
$49K ﹤0.01%
3,611
+3,082
+583% +$40.9K
DGT icon
2853
State Street SPDR Global Dow ETF
DGT
$630M
$49K ﹤0.01%
693
+2
+0.3% +$137
DHF
2854
BNY Mellon High Yield Strategies Fund
DHF
$174M
$49K ﹤0.01%
14,560
+3,203
+28% +$10.5K
FCOR icon
2855
Fidelity Corporate Bond ETF
FCOR
$352M
$49K ﹤0.01%
1,000
– –
GBDC icon
2856
Golub Capital BDC
GBDC
$3.44B
$49K ﹤0.01%
2,725
-1,015
-27% -$18.2K
MAV
2857
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$49K ﹤0.01%
4,179
– –
MCN
2858
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$49K ﹤0.01%
6,325
-2,000
-24% -$15.6K
NSA
2859
DELISTED
National Storage Affiliates Trust
NSA
$49K ﹤0.01%
2,215
+953
+76% +$19.3K
QCLN icon
2860
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$636M
$49K ﹤0.01%
3,197
-932
-23% -$14K
YELP icon
2861
Yelp
YELP
$1.34B
$49K ﹤0.01%
1,278
+204
+19% +$7.54K
GPOR
2862
DELISTED
Gulfport Energy Corp.
GPOR
$49K ﹤0.01%
2,223
– –
AKRX
2863
DELISTED
Akorn Inc
AKRX
$49K ﹤0.01%
2,223
+552
+33% +$12.7K
LKSD
2864
DELISTED
LSC Communications, Inc.
LKSD
$49K ﹤0.01%
+1,651
New +$39.2K
GAZ
2865
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$49K ﹤0.01%
95,075
-700
-0.7% -$403
EIO
2866
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
$49K ﹤0.01%
3,677
+27
+0.7% +$378
AIR icon
2867
AAR Corp
AIR
$5.85B
$48K ﹤0.01%
1,450
+31
+2% +$1.07K
AUBN icon
2868
Auburn National Bancorp
AUBN
$91.6M
$48K ﹤0.01%
1,537
+2
+0.1% +$57
EWO icon
2869
iShares MSCI Austria ETF
EWO
$188M
$48K ﹤0.01%
2,916
+2,593
+803% +$42.4K
GEL icon
2870
Genesis Energy
GEL
$1.93B
$48K ﹤0.01%
1,328
+3
+0.2% +$105
GUT
2871
Gabelli Utility Trust
GUT
$582M
$48K ﹤0.01%
7,756
-234
-3% -$1.46K
NMM icon
2872
Navios Maritime Partners
NMM
$2.33B
$48K ﹤0.01%
2,303
-171
-7% -$3.83K
OSPN icon
2873
OneSpan
OSPN
$602M
$48K ﹤0.01%
3,559
– –
SANM icon
2874
Sanmina
SANM
$11.3B
$48K ﹤0.01%
1,369
– –
SPTN
2875
DELISTED
SpartanNash
SPTN
$48K ﹤0.01%
1,209
+487
+67% +$16.3K
113 114
115
116 117

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.