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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHOP
2826
DELISTED
CHINA GERUI ADVANCED MATERIALS GROUP LTD ORD SHS
CHOP
$11K ﹤0.01%
700
– –
BRXX
2827
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
$11K ﹤0.01%
600
– –
MDW
2828
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$11K ﹤0.01%
12,000
+5,000
+71% +$5.14K
BHD
2829
DELISTED
BLACKROCK STRATEGIC BOND TRUST
BHD
$11K ﹤0.01%
825
– –
VALV
2830
DELISTED
SHENGKAI INNOVATIONS, INC. COMMON STOCK
VALV
$11K ﹤0.01%
30,000
– –
RAS
2831
DELISTED
RAIT Financial Trust
RAS
$11K ﹤0.01%
1,439
-131
-8% -$929
CYB
2832
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$11K ﹤0.01%
400
– –
JSD
2833
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$11K ﹤0.01%
550
-475
-46% -$9.2K
WNR
2834
DELISTED
Western Refining Inc
WNR
$11K ﹤0.01%
291
-765
-72% -$22.5K
TIVO
2835
DELISTED
TIVO INC
TIVO
$11K ﹤0.01%
+900
New +$10.4K
GSC
2836
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$11K ﹤0.01%
225
– –
SPN
2837
DELISTED
Superior Energy Services, Inc.
SPN
$11K ﹤0.01%
43
– –
AVK
2838
Advent Convertible and Income Fund
AVK
$577M
$10K ﹤0.01%
567
– –
AXS icon
2839
AXIS Capital
AXS
$7.31B
$10K ﹤0.01%
219
-1,649
-88% -$72.7K
CIK
2840
Credit Suisse Asset Management Income Fund
CIK
$134M
$10K ﹤0.01%
2,710
-580
-18% -$2.11K
CPK icon
2841
Chesapeake Utilities
CPK
$3.26B
$10K ﹤0.01%
275
– –
DORM icon
2842
Dorman Products
DORM
$3.95B
$10K ﹤0.01%
200
-86
-30% -$4.21K
HMN icon
2843
Horace Mann Educators
HMN
$2.09B
$10K ﹤0.01%
364
– –
JEQ
2844
DELISTED
abrdn Japan Equity Fund
JEQ
$10K ﹤0.01%
1,500
– –
JJSF icon
2845
J&J Snack Foods
JJSF
$1.7B
$10K ﹤0.01%
128
-172
-57% -$13.7K
JOF
2846
Japan Smaller Capitalization Fund
JOF
$356M
$10K ﹤0.01%
1,116
– –
MZTI
2847
The Marzetti Company
MZTI
$3.23B
$10K ﹤0.01%
128
+18
+16% +$1.44K
MATW icon
2848
Matthews International
MATW
$725M
$10K ﹤0.01%
262
+25
+11% +$966
MCR
2849
DELISTED
MFS Charter Income Trust
MCR
$10K ﹤0.01%
1,199
– –
MERC icon
2850
Mercer International
MERC
$34.1M
$10K ﹤0.01%
1,450
– –
112 113
114
115 116

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.