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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOR
2801
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$123K ﹤0.01%
13,147
-2,487
-16% -$23.8K
GAM
2802
General American Investors Company
GAM
$1.61B
$122K ﹤0.01%
3,352
+667
+25% +$24K
CIB icon
2803
Grupo Cibest SA
CIB
$22.8B
$121K ﹤0.01%
2,438
+210
+9% +$10.6K
FLC
2804
Flaherty & Crumrine Total Return Fund
FLC
$176M
$121K ﹤0.01%
5,401
-21
-0.4% -$448
FWONK icon
2805
Liberty Media Series C
FWONK
$26B
$121K ﹤0.01%
3,016
+1,609
+114% +$62.5K
GOOS
2806
Canada Goose Holdings
GOOS
$854M
$121K ﹤0.01%
2,757
-3,320
-55% -$139K
WGO icon
2807
Winnebago Industries
WGO
$892M
$121K ﹤0.01%
3,144
-4,853
-61% -$177K
BKE icon
2808
Buckle
BKE
$2.27B
$120K ﹤0.01%
5,808
+984
+20% +$18.9K
GDS icon
2809
GDS Holdings
GDS
$6.89B
$120K ﹤0.01%
2,988
+112
+4% +$4.51K
RDFN
2810
DELISTED
Redfin
RDFN
$120K ﹤0.01%
7,100
+5,118
+258% +$90.2K
SILC icon
2811
Silicom
SILC
$285M
$120K ﹤0.01%
3,800
– –
CNSL
2812
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$120K ﹤0.01%
25,213
-4,921
-16% -$23.2K
JOBS
2813
DELISTED
51job Inc
JOBS
$120K ﹤0.01%
1,620
– –
BKF icon
2814
iShares MSCI BIC ETF
BKF
$76.5M
$119K ﹤0.01%
2,936
-10,113
-78% -$416K
DRRX
2815
DELISTED
DURECT Corp
DRRX
$119K ﹤0.01%
6,500
-40
-0.6% -$541
GVA icon
2816
Granite Construction
GVA
$5.56B
$119K ﹤0.01%
3,706
-443
-11% -$15.4K
PICK icon
2817
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.27B
$119K ﹤0.01%
4,478
+77
+2% +$2.11K
BNFT
2818
DELISTED
Benefitfocus, Inc.
BNFT
$119K ﹤0.01%
5,000
+350
+8% +$8.97K
PEZ icon
2819
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.3M
$118K ﹤0.01%
2,251
-100
-4% -$5.51K
SPHY icon
2820
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12.1B
$118K ﹤0.01%
4,500
– –
INFN
2821
DELISTED
Infinera Corporation Common Stock
INFN
$117K ﹤0.01%
21,384
-626
-3% -$2.75K
FNI
2822
DELISTED
First Trust Chindia ETF
FNI
$117K ﹤0.01%
3,408
+210
+7% +$7.34K
IBKC
2823
DELISTED
IBERIABANK Corp
IBKC
$117K ﹤0.01%
1,547
+821
+113% +$60.5K
ACIW icon
2824
ACI Worldwide
ACIW
$5.4B
$116K ﹤0.01%
3,694
+9
+0.2% +$285
OGIG icon
2825
ALPS O'Shares Global Internet Giants ETF
OGIG
$113M
$116K ﹤0.01%
4,915
+2,450
+99% +$60.9K
111 112
113
114 115

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.