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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 6.22%
2 Technology 5.79%
3 Industrials 4.76%
4 Consumer Staples 3.75%
5 Healthcare 3.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGEN
2776
DELISTED
Seagen Inc. Common Stock
SGEN
$93K ﹤0.01%
1,745
+239
+16% +$14K
PDCE
2777
DELISTED
PDC Energy, Inc.
PDCE
$93K ﹤0.01%
1,818
-10
-0.5% -$474
TCF
2778
DELISTED
TCF Financial Corporation
TCF
$93K ﹤0.01%
4,523
-3,682
-45% -$68.9K
CPA icon
2779
Copa Holdings
CPA
$6.14B
$92K ﹤0.01%
671
+310
+86% +$40.3K
GDL
2780
GDL Fund
GDL
$91.7M
$92K ﹤0.01%
9,494
-14,108
-60% -$141K
LYV icon
2781
Live Nation Entertainment
LYV
$43.2B
$92K ﹤0.01%
2,165
+459
+27% +$20K
MIY icon
2782
BlackRock MuniYield Michigan Quality Fund
MIY
$362M
$92K ﹤0.01%
6,576
– –
TOVX icon
2783
Theriva Biologics
TOVX
$10.6M
$92K ﹤0.01%
21
– –
JHMC
2784
DELISTED
John Hancock Multifactor Consumer Discretionary ETF
JHMC
$92K ﹤0.01%
3,000
– –
AXGN icon
2785
Axogen
AXGN
$2.58B
$91K ﹤0.01%
3,230
-176
-5% -$4.15K
BRKR icon
2786
Bruker
BRKR
$8.83B
$91K ﹤0.01%
2,631
+47
+2% +$1.54K
CARZ icon
2787
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.8M
$91K ﹤0.01%
2,166
-499
-19% -$20.9K
DAR icon
2788
Darling Ingredients
DAR
$10B
$91K ﹤0.01%
4,994
-219
-4% -$3.78K
EGHT icon
2789
8x8 Inc
EGHT
$290M
$91K ﹤0.01%
6,465
-95
-1% -$1.31K
TYL icon
2790
Tyler Technologies
TYL
$13.5B
$91K ﹤0.01%
511
-2,516
-83% -$447K
NATI
2791
DELISTED
National Instruments Corp
NATI
$91K ﹤0.01%
2,186
+102
+5% +$4.46K
FTR
2792
DELISTED
Frontier Communications Corp.
FTR
$91K ﹤0.01%
13,322
+1,875
+16% +$17.5K
QINC
2793
DELISTED
First Trust RBA Quality Income ETF
QINC
$91K ﹤0.01%
3,545
+2,577
+266% +$64.6K
BSCQ icon
2794
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$90K ﹤0.01%
4,567
+1,025
+29% +$20.2K
CUK
2795
DELISTED
Carnival PLC
CUK
$90K ﹤0.01%
1,332
+134
+11% +$8.88K
EDIT icon
2796
Editas Medicine
EDIT
$432M
$90K ﹤0.01%
2,925
+1,650
+129% +$41.5K
EFSC icon
2797
Enterprise Financial Services Corp
EFSC
$2.41B
$90K ﹤0.01%
+2,000
New +$87.5K
INDB icon
2798
Independent Bank
INDB
$4.05B
$90K ﹤0.01%
1,291
+4
+0.3% +$286
SMMU icon
2799
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$90K ﹤0.01%
1,796
-331
-16% -$16.6K
USAC icon
2800
USA Compression Partners
USAC
$3.84B
$90K ﹤0.01%
5,438
+3,438
+172% +$57.3K
110 111
112
113 114

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, up from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.