We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
H icon
2751
Hyatt Hotels
H
$17.1B
$109K ﹤0.01%
1,357
+99
+8% +$7.78K
RZV icon
2752
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$308M
$109K ﹤0.01%
1,431
+1,061
+287% +$83.5K
UNFI icon
2753
United Natural Foods
UNFI
$2.93B
$109K ﹤0.01%
3,651
+959
+36% +$34.7K
TWOU
2754
DELISTED
2U Inc
TWOU
$109K ﹤0.01%
48
+33
+220% +$81.6K
ERF
2755
DELISTED
Enerplus Corporation
ERF
$109K ﹤0.01%
8,722
+1,577
+22% +$19.8K
CEA
2756
DELISTED
China Eastern Airlines
CEA
$109K ﹤0.01%
+3,400
New +$106K
SMM
2757
DELISTED
Salient Midstream & MLP Fund
SMM
$109K ﹤0.01%
10,696
-1,637
-13% -$16.9K
MVC
2758
DELISTED
MVC Capital, Inc.
MVC
$109K ﹤0.01%
11,257
– –
JMF
2759
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$109K ﹤0.01%
9,920
-2,084
-17% -$22.7K
JTA
2760
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$109K ﹤0.01%
8,037
+2,638
+49% +$35.5K
AEF
2761
abrdn Emerging Markets Equity Income Fund
AEF
$387M
$108K ﹤0.01%
15,706
+6,825
+77% +$47.1K
AIVI icon
2762
WisdomTree International AI Enhanced Value Fund
AIVI
$63.5M
$108K ﹤0.01%
2,571
-651
-20% -$27.5K
GRPM icon
2763
Invesco S&P MidCap 400 GARP ETF
GRPM
$509M
$108K ﹤0.01%
+1,587
New +$108K
RELX icon
2764
RELX
RELX
$60B
$108K ﹤0.01%
5,104
+1,912
+60% +$41.7K
LGF.A
2765
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$108K ﹤0.01%
4,471
+1,130
+34% +$26.7K
STXB
2766
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
$108K ﹤0.01%
+5,000
New +$107K
SYNT
2767
DELISTED
Syntel Inc
SYNT
$108K ﹤0.01%
2,635
-3,044
-54% -$122K
EWN icon
2768
iShares MSCI Netherlands ETF
EWN
$738M
$107K ﹤0.01%
3,553
-4,468
-56% -$138K
IDEV icon
2769
iShares Core MSCI International Developed Markets ETF
IDEV
$32.7B
$107K ﹤0.01%
1,879
+767
+69% +$43.3K
RHI icon
2770
Robert Half
RHI
$4.42B
$107K ﹤0.01%
1,521
-371
-20% -$27.2K
CEN
2771
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$107K ﹤0.01%
1,136
+186
+20% +$17.8K
BLH
2772
DELISTED
Blackrock Ny Muni 2018 Term Tr
BLH
$107K ﹤0.01%
7,200
– –
EINC icon
2773
VanEck Energy Income ETF
EINC
$80.7M
$106K ﹤0.01%
1,610
-1,167
-42% -$77.4K
ENTG icon
2774
Entegris
ENTG
$24.7B
$106K ﹤0.01%
3,631
+1,434
+65% +$48.3K
EQWL icon
2775
Invesco S&P 100 Equal Weight ETF
EQWL
$2.8B
$106K ﹤0.01%
+1,895
New +$105K
109 110
111
112 113

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.