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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASPX
2751
DELISTED
AUSPEX PHARMACEUTICALS INC COM STK (DE)
ASPX
$15K ﹤0.01%
+500
New +$13.4K
ACCO icon
2752
Acco Brands
ACCO
$399M
$14K ﹤0.01%
2,305
-9,450
-80% -$58K
BAP icon
2753
Credicorp
BAP
$29.8B
$14K ﹤0.01%
107
+34
+47% +$4.26K
DSU icon
2754
BlackRock Debt Strategies Fund
DSU
$600M
$14K ﹤0.01%
1,168
-726
-38% -$8.84K
DVYA icon
2755
iShares Asia/Pacific Dividend ETF
DVYA
$71.5M
$14K ﹤0.01%
+255
New +$13.5K
DWM icon
2756
WisdomTree International Equity Fund
DWM
$694M
$14K ﹤0.01%
255
-620
-71% -$33.3K
FCFS icon
2757
FirstCash
FCFS
$9.14B
$14K ﹤0.01%
281
-128
-31% -$6.87K
GEF icon
2758
Greif
GEF
$5.03B
$14K ﹤0.01%
276
– –
GGT
2759
Gabelli Multimedia Trust
GGT
$175M
$14K ﹤0.01%
1,371
– –
INDB icon
2760
Independent Bank
INDB
$4.05B
$14K ﹤0.01%
354
– –
IYG icon
2761
iShares US Financial Services ETF
IYG
$2.24B
$14K ﹤0.01%
501
– –
JPI
2762
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$14K ﹤0.01%
+600
New +$13.6K
MEI icon
2763
Methode Electronics
MEI
$593M
$14K ﹤0.01%
450
+250
+125% +$8.26K
MMSI icon
2764
Merit Medical Systems
MMSI
$5.4B
$14K ﹤0.01%
950
– –
MPA icon
2765
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$145M
$14K ﹤0.01%
989
– –
NTCT icon
2766
NETSCOUT
NTCT
$2.89B
$14K ﹤0.01%
+361
New +$12.7K
PSR icon
2767
Invesco Active US Real Estate Fund
PSR
$59.9M
$14K ﹤0.01%
235
-507
-68% -$30.3K
SFL icon
2768
SFL Corp
SFL
$1.61B
$14K ﹤0.01%
806
– –
SPTN
2769
DELISTED
SpartanNash
SPTN
$14K ﹤0.01%
600
-9
-1% -$205
SPXX icon
2770
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$346M
$14K ﹤0.01%
1,008
– –
WSO icon
2771
Watsco Inc
WSO
$12.9B
$14K ﹤0.01%
144
+36
+33% +$3.48K
Y
2772
DELISTED
Alleghany Corp
Y
$14K ﹤0.01%
35
-4
-10% -$1.55K
MCA
2773
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$14K ﹤0.01%
1,000
– –
BPFH
2774
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$14K ﹤0.01%
1,023
+4
+0.4% +$51
ECT
2775
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$14K ﹤0.01%
1,600
– –
109 110
111
112 113

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.