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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMI icon
2601
Badger Meter
BMI
$3.78B
$19K ﹤0.01%
672
– –
CSTM icon
2602
Constellium
CSTM
$3.95B
$19K ﹤0.01%
652
+529
+430% +$13.8K
GGG icon
2603
Graco
GGG
$13.3B
$19K ﹤0.01%
774
-23,355
-97% -$584K
GHM icon
2604
Graham Corp
GHM
$1.3B
$19K ﹤0.01%
600
-1,079
-64% -$37.8K
GRX
2605
Gabelli Healthcare & Wellness Trust
GRX
$147M
$19K ﹤0.01%
1,885
+199
+12% +$1.99K
HAE icon
2606
Haemonetics
HAE
$4.11B
$19K ﹤0.01%
582
– –
KIO
2607
KKR Income Opportunities Fund
KIO
$459M
$19K ﹤0.01%
1,052
+31
+3% +$562
NYF icon
2608
iShares New York Muni Bond ETF
NYF
$1.41B
$19K ﹤0.01%
356
– –
PMX
2609
DELISTED
PIMCO Municipal Income Fund III
PMX
$19K ﹤0.01%
+1,750
New +$18.8K
PRK icon
2610
Park National Corp
PRK
$3.75B
$19K ﹤0.01%
250
– –
ROBO icon
2611
ROBO Global Robotics & Automation Index ETF
ROBO
$2.13B
$19K ﹤0.01%
700
– –
RRX icon
2612
Regal Rexnord
RRX
$11.4B
$19K ﹤0.01%
256
– –
SKY icon
2613
Champion Homes
SKY
$5.23B
$19K ﹤0.01%
3,100
+100
+3% +$590
STC icon
2614
Stewart Information Services
STC
$2.07B
$19K ﹤0.01%
537
-91
-14% -$3.13K
TGTX icon
2615
TG Therapeutics
TGTX
$7.34B
$19K ﹤0.01%
2,797
+1,247
+80% +$7.38K
VGM icon
2616
Invesco Trust Investment Grade Municipals
VGM
$572M
$19K ﹤0.01%
1,503
+1,229
+449% +$15.6K
WRB icon
2617
W.R. Berkley
WRB
$26.2B
$19K ﹤0.01%
1,539
– –
TBRG
2618
DELISTED
TruBridge
TBRG
$19K ﹤0.01%
295
+61
+26% +$3.96K
ISBC
2619
DELISTED
Investors Bancorp, Inc.
ISBC
$19K ﹤0.01%
1,744
-254
-13% -$2.61K
FMO
2620
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$19K ﹤0.01%
149
+2
+1% +$255
VTA
2621
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$19K ﹤0.01%
1,500
-2,000
-57% -$25.8K
JMF
2622
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$19K ﹤0.01%
1,005
– –
SBY
2623
DELISTED
Silver Bay Realty Trust Corp.
SBY
$19K ﹤0.01%
1,249
+900
+258% +$14.4K
TNGO
2624
DELISTED
Tangoe, Inc.
TNGO
$19K ﹤0.01%
+1,000
New +$18.4K
SAAS
2625
DELISTED
inContact, Inc.
SAAS
$19K ﹤0.01%
2,000
– –
103 104
105
106 107

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.