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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCP
2576
DELISTED
J.C. Penney Company, Inc.
JCP
$122K ﹤0.01%
39,027
+817
+2% +$2.63K
BOKF icon
2577
BOK Financial
BOKF
$8.85B
$121K ﹤0.01%
1,318
-243
-16% -$21.4K
FLC
2578
Flaherty & Crumrine Total Return Fund
FLC
$176M
$121K ﹤0.01%
5,571
+2,180
+64% +$46.7K
GLAD icon
2579
Gladstone Capital
GLAD
$444M
$121K ﹤0.01%
6,572
+606
+10% +$11.7K
LXP icon
2580
LXP Industrial Trust
LXP
$3.58B
$121K ﹤0.01%
2,517
-226
-8% -$11.6K
MCR
2581
DELISTED
MFS Charter Income Trust
MCR
$121K ﹤0.01%
14,339
– –
DBV
2582
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$121K ﹤0.01%
5,105
-792
-13% -$18.8K
BFY
2583
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$121K ﹤0.01%
8,181
– –
ARW icon
2584
Arrow Electronics
ARW
$10.6B
$120K ﹤0.01%
1,492
+568
+61% +$45.6K
FNB icon
2585
FNB Corp
FNB
$6.86B
$120K ﹤0.01%
8,653
-1,375
-14% -$18.9K
FXE icon
2586
Invesco CurrencyShares Euro Currency Trust
FXE
$340M
$120K ﹤0.01%
1,030
+2
+0.2% +$227
IWX icon
2587
iShares Russell Top 200 Value ETF
IWX
$4.04B
$120K ﹤0.01%
2,295
+5
+0.2% +$255
TGH
2588
DELISTED
Textainer Group Holdings limited
TGH
$120K ﹤0.01%
5,609
+17
+0.3% +$351
NXR
2589
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$120K ﹤0.01%
7,893
-555
-7% -$8.33K
WP
2590
DELISTED
Worldpay, Inc.
WP
$120K ﹤0.01%
1,629
+362
+29% +$25.9K
NTRI
2591
DELISTED
NutriSystem, Inc.
NTRI
$120K ﹤0.01%
2,285
-1
-0% -$53
PGJ icon
2592
Invesco Golden Dragon China ETF
PGJ
$93.2M
$119K ﹤0.01%
2,651
+645
+32% +$28.5K
COHR icon
2593
Coherent
COHR
$64B
$118K ﹤0.01%
2,520
+515
+26% +$23.1K
JHMD icon
2594
John Hancock Multifactor Developed International ETF
JHMD
$987M
$118K ﹤0.01%
3,874
+2,828
+270% +$84.8K
LSTR icon
2595
Landstar System
LSTR
$6.4B
$118K ﹤0.01%
1,135
-237
-17% -$23.8K
OEFA
2596
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$37.6M
$118K ﹤0.01%
4,625
-1,569
-25% -$39.7K
ULST icon
2597
State Street Ultra Short Term Bond ETF
ULST
$526M
$118K ﹤0.01%
2,954
+1,379
+88% +$55.5K
NIB
2598
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$118K ﹤0.01%
5,150
-907
-15% -$22.5K
LOR
2599
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$118K ﹤0.01%
10,159
-6,261
-38% -$70.6K
DCUD
2600
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$118K ﹤0.01%
2,275
-200
-8% -$10.4K
102 103
104
105 106

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.