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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REXR icon
2551
Rexford Industrial Realty
REXR
$8.08B
$145K ﹤0.01%
4,528
+298
+7% +$9.36K
SIVR icon
2552
abrdn Physical Silver Shares ETF
SIVR
$4.49B
$145K ﹤0.01%
10,155
+60
+0.6% +$875
VAC icon
2553
Marriott Vacations Worldwide
VAC
$4.16B
$145K ﹤0.01%
1,308
+202
+18% +$23.9K
GTHX
2554
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
$145K ﹤0.01%
2,766
-1,134
-29% -$61.8K
USG
2555
DELISTED
Usg
USG
$145K ﹤0.01%
3,341
-5,200
-61% -$225K
STBZ
2556
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$145K ﹤0.01%
4,793
-18
-0.4% -$582
EDV icon
2557
Vanguard World Funds Extended Duration ETF
EDV
$3.45B
$144K ﹤0.01%
1,325
-729
-35% -$82.2K
KLIC icon
2558
Kulicke & Soffa
KLIC
$5.19B
$144K ﹤0.01%
6,021
-356
-6% -$9.23K
TECK icon
2559
Teck Resources
TECK
$31.2B
$144K ﹤0.01%
5,933
-4,409
-43% -$106K
CEZ
2560
DELISTED
VictoryShares Emerging Market Volatility Wtd ETF
CEZ
$144K ﹤0.01%
5,319
+738
+16% +$20K
CEO
2561
DELISTED
CNOOC Limited
CEO
$144K ﹤0.01%
722
+42
+6% +$7.12K
BBU
2562
DELISTED
Brookfield Business Partners
BBU
$143K ﹤0.01%
4,891
-1,014
-17% -$27K
ERX icon
2563
Direxion Daily Energy Bull 2X ETF
ERX
$251M
$143K ﹤0.01%
385
+375
+3,750% +$136K
OI icon
2564
O-I Glass
OI
$1.04B
$143K ﹤0.01%
7,600
+6,441
+556% +$116K
DIN icon
2565
Dine Brands
DIN
$447M
$142K ﹤0.01%
1,753
-1,779
-50% -$138K
GERN icon
2566
Geron
GERN
$943M
$142K ﹤0.01%
80,420
+9,450
+13% +$41.2K
KTOS icon
2567
Kratos Defense & Security Solutions
KTOS
$12.1B
$142K ﹤0.01%
9,497
+386
+4% +$5.1K
TPZ
2568
Tortoise Electrification Infrastructure ETF
TPZ
$129M
$142K ﹤0.01%
7,419
-3,535
-32% -$68.1K
HSBC.PRA
2569
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$142K ﹤0.01%
5,518
+528
+11% +$13.8K
DBV
2570
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$142K ﹤0.01%
5,904
+921
+18% +$22.3K
AORT icon
2571
Artivion
AORT
$1.42B
$141K ﹤0.01%
+4,000
New +$129K
CZNC icon
2572
Citizens & Northern Corp
CZNC
$466M
$141K ﹤0.01%
5,410
+340
+7% +$9.3K
MATX icon
2573
Matsons
MATX
$6.5B
$141K ﹤0.01%
3,568
+1,003
+39% +$37.1K
MQT
2574
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$141K ﹤0.01%
12,060
-1,950
-14% -$23.4K
PODD icon
2575
Insulet
PODD
$9.94B
$141K ﹤0.01%
1,337
-122
-8% -$11.4K
101 102
103
104 105

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.