We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMBF icon
2526
UMB Financial
UMBF
$11.5B
$76K ﹤0.01%
1,091
+183
+20% +$12.7K
VYX icon
2527
NCR Voyix
VYX
$1.13B
$76K ﹤0.01%
3,043
-144
-5% -$3.23K
PGNX
2528
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$76K ﹤0.01%
8,780
+5,031
+134% +$37.2K
BKK
2529
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$76K ﹤0.01%
5,000
+500
+11% +$7.93K
IRY
2530
DELISTED
SPDR S&P International Health Care Sector
IRY
$76K ﹤0.01%
1,771
-863
-33% -$37.9K
CNQ icon
2531
Canadian Natural Resources
CNQ
$99.7B
$75K ﹤0.01%
4,766
+114
+2% +$1.81K
GERN icon
2532
Geron
GERN
$937M
$75K ﹤0.01%
36,220
+2,500
+7% +$5.27K
MORT icon
2533
VanEck Mortgage REIT Income ETF
MORT
$375M
$75K ﹤0.01%
3,410
-80
-2% -$1.75K
MYD
2534
DELISTED
BlackRock MuniYield Fund
MYD
$75K ﹤0.01%
5,296
-2,159
-29% -$31.2K
MYN icon
2535
BlackRock MuniYield New York Quality Fund
MYN
$378M
$75K ﹤0.01%
5,882
-1,994
-25% -$26.2K
NAT icon
2536
Nordic American Tanker
NAT
$1.43B
$75K ﹤0.01%
8,979
-10,293
-53% -$91.5K
NDLS icon
2537
Noodles & Co
NDLS
$110M
$75K ﹤0.01%
2,296
+1,316
+134% +$47.2K
PICB icon
2538
Invesco International Corporate Bond ETF
PICB
$361M
$75K ﹤0.01%
3,074
-840
-21% -$20.9K
PIO icon
2539
Invesco Global Water ETF
PIO
$275M
$75K ﹤0.01%
3,631
-352
-9% -$7.41K
CEN
2540
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$75K ﹤0.01%
631
-431
-41% -$48.7K
ENH
2541
DELISTED
Endurance Specialty Holdings Ltd
ENH
$75K ﹤0.01%
806
-493
-38% -$45.2K
EGL
2542
DELISTED
Engility Holdings, Inc.
EGL
$75K ﹤0.01%
2,244
+1,936
+629% +$64.1K
EDE
2543
DELISTED
Empire District Electric
EDE
$75K ﹤0.01%
2,206
-374
-14% -$12.8K
FNY icon
2544
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$608M
$74K ﹤0.01%
2,355
+445
+23% +$13.6K
SBRA icon
2545
Sabra Healthcare REIT
SBRA
$5.18B
$74K ﹤0.01%
3,027
-3,561
-54% -$81.6K
WNC icon
2546
Wabash National
WNC
$521M
$74K ﹤0.01%
4,695
-54
-1% -$736
XPH icon
2547
State Street SPDR S&P Pharmaceuticals ETF
XPH
$516M
$74K ﹤0.01%
1,887
-1,422
-43% -$57.9K
ZROZ icon
2548
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.29B
$74K ﹤0.01%
676
+466
+222% +$54.6K
CLR
2549
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$74K ﹤0.01%
1,430
+212
+17% +$11K
ZAYO
2550
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$74K ﹤0.01%
+2,256
New +$73.9K
100 101
102
103 104

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.