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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEN
2476
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$198K ﹤0.01%
17,436
+86
+0.5% +$972
ICLN icon
2477
iShares Global Clean Energy ETF
ICLN
$2.09B
$197K ﹤0.01%
18,059
+4,076
+29% +$44.4K
ETRN
2478
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$197K ﹤0.01%
13,533
+552
+4% +$8.49K
JMP
2479
DELISTED
JMP Group LLC
JMP
$197K ﹤0.01%
57,456
+8,500
+17% +$31.1K
APPF icon
2480
AppFolio
APPF
$7.23B
$196K ﹤0.01%
2,067
+117
+6% +$11.6K
EDIV icon
2481
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$196K ﹤0.01%
6,554
-1,244
-16% -$38.6K
FXZ icon
2482
First Trust Materials AlphaDEX Fund
FXZ
$390M
$196K ﹤0.01%
5,253
+876
+20% +$32.4K
SLAB icon
2483
Silicon Laboratories
SLAB
$7.29B
$196K ﹤0.01%
1,772
+273
+18% +$29.6K
RJI
2484
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$196K ﹤0.01%
38,488
-517,621
-93% -$2.65M
ACM icon
2485
Aecom
ACM
$8.12B
$194K ﹤0.01%
5,172
+664
+15% +$23.9K
EWG icon
2486
iShares MSCI Germany ETF
EWG
$1.68B
$194K ﹤0.01%
7,242
-357
-5% -$9.6K
MLN icon
2487
VanEck Long Muni ETF
MLN
$681M
$194K ﹤0.01%
9,195
+150
+2% +$3.16K
NIM icon
2488
Nuveen Select Maturities Municipal Fund
NIM
$116M
$194K ﹤0.01%
18,711
-16,149
-46% -$168K
IAA
2489
DELISTED
IAA, Inc. Common Stock
IAA
$194K ﹤0.01%
4,654
+1,963
+73% +$88.4K
PFPT
2490
DELISTED
Proofpoint, Inc.
PFPT
$194K ﹤0.01%
1,505
+1,166
+344% +$143K
AXS icon
2491
AXIS Capital
AXS
$7.38B
$193K ﹤0.01%
2,891
+199
+7% +$12.6K
LSTR icon
2492
Landstar System
LSTR
$6.45B
$193K ﹤0.01%
1,711
+2
+0.1% +$220
RAVI icon
2493
FlexShares Ultra-Short Income Fund
RAVI
$1.5B
$193K ﹤0.01%
2,544
+799
+46% +$60.5K
WOOD icon
2494
iShares Global Timber & Forestry ETF
WOOD
$269M
$193K ﹤0.01%
3,286
+752
+30% +$42.9K
BC icon
2495
Brunswick
BC
$5.36B
$192K ﹤0.01%
3,680
+385
+12% +$18.4K
DHF
2496
BNY Mellon High Yield Strategies Fund
DHF
$174M
$192K ﹤0.01%
62,571
– –
IWX icon
2497
iShares Russell Top 200 Value ETF
IWX
$4.04B
$192K ﹤0.01%
3,507
+106
+3% +$5.76K
LEA icon
2498
Lear
LEA
$8.32B
$192K ﹤0.01%
1,629
-926
-36% -$113K
PRN icon
2499
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$450M
$192K ﹤0.01%
2,935
– –
SBIO icon
2500
ALPS Medical Breakthroughs ETF
SBIO
$215M
$192K ﹤0.01%
6,075
-73
-1% -$2.57K
98 99
100
101 102

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.