Ken Griffin’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Ken Griffin’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$445K	Buy	+11,643	New	+$454K	﹤0.01%	9574
2025 Q4	–	Sell	-20,811	Closed	-$800K	–	14132
2025 Q3	$800K	Buy	+20,811	New	+$784K	﹤0.01%	8035
2025 Q2	–	Sell	-8,713	Closed	-$301K	–	15211
2025 Q1	$301K	Sell	8,713 -5,895	-40%	-$209K	﹤0.01%	9581
2024 Q4	$515K	Buy	+14,608	New	+$515K	﹤0.01%	8479
2023 Q3	–	Sell	-11,608	Closed	-$347K	–	15162
2023 Q2	$347K	Sell	11,608 -10,167	-47%	-$296K	﹤0.01%	8723
2023 Q1	$621K	Buy	21,775 +3,138	+17%	+$87.9K	﹤0.01%	7862
2022 Q4	$508K	Buy	+18,637	New	+$504K	﹤0.01%	8200
2021 Q3	–	Sell	-178,287	Closed	-$4.94M	–	14693
2021 Q2	$4.94M	Buy	178,287 +70,996	+66%	+$1.95M	﹤0.01%	4459
2021 Q1	$2.93M	Buy	107,291 +49,233	+85%	+$1.33M	﹤0.01%	5505
2020 Q4	$1.56M	Buy	58,058 +32,873	+131%	+$870K	﹤0.01%	5889
2020 Q3	$654K	Buy	+25,185	New	+$643K	﹤0.01%	6812
2020 Q2	–	Sell	-79,884	Closed	-$1.84M	–	10534
2020 Q1	$1.84M	Buy	79,884 +49,150	+160%	+$1.2M	﹤0.01%	4288
2019 Q4	$767K	Buy	+30,734	New	+$766K	﹤0.01%	6077
2019 Q3	–	Sell	-88,676	Closed	-$2.2M	–	9773
2019 Q2	$2.2M	Buy	+88,676	New	+$2.17M	﹤0.01%	4358

Other funds holding UOCT

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

TPW

Talon Private Wealth The Villages, Florida $753M AUM

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $8.83B AUM 38.5% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

Ken Griffin's UOCT Position: Q1 2026 in Review

Ken Griffin opened a new position in Innovator US Equity Ultra Buffer ETF October (UOCT) in Q1 2026: 11,643 shares worth $445K. The stake represents ﹤0.01% of the portfolio and ranks #9574 among its holdings. This is a return to the name: Ken Griffin previously reported a position in UOCT as recently as Q3 2025.

Ken Griffin first reported a position in UOCT in Q2 2019 and has held it in 14 quarters since. The position peaked at $4.94M in Q2 2021. 92 funds tracked by Wall St. Rank hold UOCT as of Q1 2026.

Ken Griffin held 11,643 shares of Innovator US Equity Ultra Buffer ETF October worth $445K as of Q1 2026.
Innovator US Equity Ultra Buffer ETF October was a new Ken Griffin position in Q1 2026.
Innovator US Equity Ultra Buffer ETF October made up ﹤0.01% of Ken Griffin's portfolio in Q1 2026, its #9574 holding.
Ken Griffin first reported a position in Innovator US Equity Ultra Buffer ETF October in Q2 2019 and has held it in 14 quarters since.
Ken Griffin's Innovator US Equity Ultra Buffer ETF October position peaked at $4.94M in Q2 2021.
92 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2026.

Based on Citadel Advisors's 13F filing for Q1 2026, filed 15 May 2026.