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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
351
PepsiCo
PEP
$189B
– –
-1
Closed –
PETS icon
352
PetMed Express
PETS
$42.7M
– –
-40
Closed -$1K
PEY icon
353
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
– –
-9,815
Closed -$142K
PFE icon
354
Pfizer
PFE
$150B
– –
-522
Closed -$16K
PFD
355
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
– –
-600
Closed -$9K
PFFD icon
356
Global X US Preferred ETF
PFFD
$2.17B
– –
-852
Closed -$20K
PFX icon
357
PhenixFIN
PFX
$88.9M
– –
-23
Closed –
PG icon
358
Procter & Gamble
PG
$336B
– –
-100
Closed -$12K
PGNY icon
359
Progyny
PGNY
$1.96B
– –
-150
Closed -$4K
PGX icon
360
Invesco Preferred ETF
PGX
$3.77B
– –
-5,505
Closed -$78K
PHO icon
361
Invesco Water Resources ETF
PHO
$2.06B
– –
-949
Closed -$34K
PHK
362
PIMCO High Income Fund
PHK
$876M
– –
-1,000
Closed -$5K
PINS icon
363
Pinterest
PINS
$13B
– –
-600
Closed -$13K
PKB icon
364
Invesco Building & Construction ETF
PKB
$398M
– –
-3,543
Closed -$108K
PKG icon
365
Packaging Corp of America
PKG
$22.9B
– –
-21
Closed -$2K
PLUG icon
366
Plug Power
PLUG
$3.19B
– –
-500
Closed -$4K
PM icon
367
Philip Morris
PM
$290B
– –
-200
Closed -$14K
POWA icon
368
Invesco Bloomberg Pricing Power ETF
POWA
$183M
– –
-950
Closed -$49K
PRU icon
369
Prudential Financial
PRU
$42.2B
– –
-528
Closed -$32K
PSK icon
370
State Street SPDR ICE Preferred Securities ETF
PSK
$684M
– –
-421
Closed -$18K
QCOM icon
371
Qualcomm
QCOM
$172B
– –
-160
Closed -$15K
QGRO icon
372
American Century US Quality Growth ETF
QGRO
$2.02B
– –
-208
Closed -$10K
QQQ icon
373
Invesco QQQ Trust
QQQ
$482B
– –
-242
Closed -$60K
QRVO icon
374
Qorvo
QRVO
$8.6B
– –
-15
Closed -$2K
REGN icon
375
Regeneron Pharmaceuticals
REGN
$82.3B
– –
-61
Closed -$38K
13 14
15
16 17

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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.