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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPC icon
276
W.P. Carey
WPC
$16.3B
$12K 0.01%
204
– –
BBL
277
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$12K 0.01%
400
– –
BIDU icon
278
Baidu
BIDU
$35.5B
$11K 0.01%
112
– –
CLM icon
279
Cornerstone Strategic Value Fund
CLM
$2.23B
$11K 0.01%
1,369
– –
HPF
280
John Hancock Preferred Income Fund II
HPF
$345M
$11K 0.01%
721
– –
PFD
281
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$11K 0.01%
900
– –
PG icon
282
Procter & Gamble
PG
$336B
$11K 0.01%
+100
New +$12K
JPS
283
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$11K 0.01%
1,500
– –
CTSH icon
284
Cognizant
CTSH
$26.8B
$10K 0.01%
+225
New +$13.4K
DGX icon
285
Quest Diagnostics
DGX
$26.1B
$10K 0.01%
130
– –
MNKD icon
286
MannKind Corp
MNKD
$1.2B
$10K 0.01%
10,009
+998
+11% +$1.35K
MOO icon
287
VanEck Agribusiness ETF
MOO
$970M
$10K 0.01%
+200
New +$12.3K
SBUX icon
288
Starbucks
SBUX
$125B
$10K 0.01%
+145
New +$11.7K
SPFF icon
289
Global X SuperIncome Preferred ETF
SPFF
$144M
$10K 0.01%
1,020
– –
AXP icon
290
American Express
AXP
$233B
$9K 0.01%
107
– –
DPG
291
Duff & Phelps Utility and Infrastructure Fund
DPG
$530M
$9K 0.01%
1,000
– –
EEM icon
292
iShares MSCI Emerging Markets ETF
EEM
$30.5B
$9K 0.01%
250
– –
FUTY icon
293
Fidelity MSCI Utilities Index ETF
FUTY
$2.31B
$9K 0.01%
+252
New +$10.5K
HST icon
294
Host Hotels & Resorts
HST
$15.6B
$9K 0.01%
+800
New +$12.1K
IXC icon
295
iShares Global Energy ETF
IXC
$2.74B
$9K 0.01%
525
– –
KBE icon
296
State Street SPDR S&P Bank ETF
KBE
$1.75B
$9K 0.01%
350
– –
QLD icon
297
ProShares Ultra QQQ
QLD
$14.5B
$9K 0.01%
+800
New +$12K
AMP icon
298
Ameriprise Financial
AMP
$50.3B
$8K 0.01%
75
– –
CRF
299
Cornerstone Total Return Fund
CRF
$1.16B
$8K 0.01%
+1,020
New +$10K
DUK icon
300
Duke Energy
DUK
$96.8B
$8K 0.01%
100
– –
10 11
12
13 14

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RWM
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HAC
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JCA
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ACMC
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HLAM
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Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.