Joseph P. Lucia & Associates’s Global X SuperIncome Preferred ETF SPFF Stock Holding History

Joseph P. Lucia & Associates’s Portfolio SPFF Stock Details SPFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-1,020	Closed	-$10K	–	399
2022 Q2	$10K	Hold	1,020	–	–	0.01%	307
2022 Q1	$11K	Buy	+1,020	New	+$11.5K	0.01%	315
2021 Q4	–	Sell	-1,020	Closed	-$12K	–	490
2021 Q3	$12K	Hold	1,020	–	–	0.01%	361
2021 Q2	$12K	Hold	1,020	–	–	0.01%	370
2021 Q1	$12K	Hold	1,020	–	–	0.01%	346
2020 Q4	$12K	Buy	+1,020	New	+$11.7K	0.01%	324
2020 Q3	–	Sell	-1,020	Closed	-$11K	–	402
2020 Q2	$11K	Hold	1,020	–	–	0.01%	307
2020 Q1	$10K	Hold	1,020	–	–	0.01%	289
2019 Q4	$12K	Hold	1,020	–	–	0.01%	302
2019 Q3	$12K	Hold	1,020	–	–	0.01%	297
2019 Q2	$12K	Sell	1,020 -10,912	-91%	-$127K	0.01%	286
2019 Q1	$1.02K	Buy	+11,932	New	+$137K	0.08%	117

Other funds holding SPFF

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Joseph P. Lucia & Associates's SPFF Position: Q3 2022 in Review

Joseph P. Lucia & Associates sold out of Global X SuperIncome Preferred ETF (SPFF) in Q3 2022, closing a stake of 1,020 shares — an estimated $10K sold.

Joseph P. Lucia & Associates first reported a position in SPFF in Q1 2019 and held it in 12 quarters. The position peaked at $12K in Q3 2021. 46 funds tracked by Wall St. Rank hold SPFF as of Q3 2022.

Joseph P. Lucia & Associates reported no remaining Global X SuperIncome Preferred ETF position as of Q3 2022 after selling out during the quarter.
Joseph P. Lucia & Associates sold 1,020 Global X SuperIncome Preferred ETF shares in Q3 2022, an estimated $10K.
Joseph P. Lucia & Associates first reported a position in Global X SuperIncome Preferred ETF in Q1 2019 and held it in 12 quarters.
Joseph P. Lucia & Associates's Global X SuperIncome Preferred ETF position peaked at $12K in Q3 2021.
46 funds tracked by Wall St. Rank held Global X SuperIncome Preferred ETF as of Q3 2022.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.