We are live on ! Find out more
ICM

III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.38%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$2.15B
AUM Growth
-$241M
Cap. Flow
-$1.27B
Cap. Flow %
-59.18%
Top 10 Hldgs %
48.19%
Holding
158
New
20
Increased
18
Reduced
15
Closed
28

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$63.3M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$49.9M
3
NEE icon
NextEra Energy
NEE
+$9.47M
4
ECHO
EchoStar
ECHO
+$4.26M
5
T icon
AT&T
T
+$3.2M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.33M
2
RIVN icon
Rivian
RIVN
+$7.09M
3
DISH
DISH Network Corp.
DISH
+$3.4M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.1M
5
SN icon
SharkNinja
SN
+$2.07M

Sector Composition

Rank Sector Weight
1 Utilities 0.97%
2 Communication Services 0.96%
3 Consumer Discretionary 0.96%
4 Technology 0.75%
5 Industrials 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$156M 7.24%
1,429,200
-1,319,800
-48% -$143M
BKLN icon
2
Invesco Senior Loan ETF
BKLN
$7.1B
$85.2M 3.97%
4,029,000
+2,362,000
+142% +$49.9M
IEF icon
3
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$63.3M 2.94%
+668,200
New +$63.3M
AAL icon
4
PUT
American Airlines Group
AAL
$9.58B
$53.7M 2.5%
3,500,000
-650,000
-16% -$9.43M
F icon
5
PUT
Ford
F
$57.3B
$24.6M 1.14%
1,850,000
– –
ECHO
6
PUT
EchoStar
ECHO
$25.5B
$22.8M 1.06%
+1,602,100
New +$22.3M
PCG icon
7
PUT
PG&E
PCG
$47.8B
$20.9M 0.97%
1,250,000
– –
NEE icon
8
NextEra Energy
NEE
$187B
$20.9M 0.97%
326,700
+161,700
+98% +$9.47M
WDC icon
9
Western Digital
WDC
$179B
$15.8M 0.74%
306,402
+658
+0.2% +$28.8K
LCID icon
10
PUT
Lucid Motors
LCID
$2.46B
$14.2M 0.66%
497,470
+253,990
+104% +$8.1M
BAC icon
11
PUT
Bank of America
BAC
$435B
$13.3M 0.62%
350,000
– –
SAVE
12
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$11.9M 0.55%
2,457,500
+334,800
+16% +$2.48M
WDC icon
13
CALL
Western Digital
WDC
$179B
$9.55M 0.44%
185,220
+71,442
+63% +$3.13M
USB icon
14
PUT
US Bancorp
USB
$99.6B
$8.94M 0.42%
200,000
– –
COIN icon
15
PUT
Coinbase
COIN
$41.7B
$8.3M 0.39%
31,300
-5,000
-14% -$900K
NIO icon
16
PUT
NIO
NIO
$11.3B
$8.1M 0.38%
1,800,000
+975,000
+118% +$5.88M
SNAP icon
17
PUT
Snap
SNAP
$7.32B
$8.04M 0.37%
700,000
– –
BYND icon
18
PUT
Beyond Meat
BYND
$288M
$6.42M 0.3%
774,900
-329,900
-30% -$2.54M
MP icon
19
PUT
MP Materials
MP
$7.35B
$6.29M 0.29%
440,000
+250,000
+132% +$3.95M
REAL icon
20
PUT
The RealReal
REAL
$1.34B
$5.78M 0.27%
1,477,100
-260,500
-15% -$621K
UNIT
21
PUT
Uniti Group
UNIT
$2.63B
$4.72M 0.22%
800,000
+80,000
+11% +$457K
ECHO
22
EchoStar
ECHO
$25.5B
$4.35M 0.2%
+305,218
New +$4.26M
CRH icon
23
CRH
CRH
$66.7B
$3.32M 0.15%
38,498
+6,498
+20% +$497K
T icon
24
AT&T
T
$165B
$3.29M 0.15%
+187,132
New +$3.2M
ASO icon
25
Academy Sports + Outdoors
ASO
$2.89B
$3.28M 0.15%
48,598
+21,071
+77% +$1.42M
1
2 3 4 5

Similar funds

SEEDPG
S.E.E.D. Planning Group Binghamton, New York $344M AUM 15.24% 1-Year Est. Return
GLCM
Greenlea Lane Capital Management Weston, Connecticut $344M AUM 14.33% 1-Year Est. Return
AIM
Aikya Investment Management London, United Kingdom $345M AUM 10.59% 1-Year Est. Return
FMB
Field & Main Bank Henderson, Kentucky $344M AUM 23.98% 1-Year Est. Return
SMG
Smart Money Group Eastland, Texas $344M AUM 16.66% 1-Year Est. Return
TCMNY
Thrive Capital Management (New York) New York $344M AUM 25.6% 1-Year Est. Return
BA
Ballast Advisors Woodbury, Minnesota $344M AUM 16.81% 1-Year Est. Return
CWM
Cedar Wealth Management Walnut Creek, California $344M AUM 18.78% 1-Year Est. Return

III Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, III Capital Management held 158 positions worth $2.15B, down 10% from $2.39B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

III Capital Management withdrew a net $1.27B in Q1 2024, closing 28 positions and reducing 15 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $8.33M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.97% of assets, up from 0.42% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, III Capital Management opened a new position in iShares 7-10 Year Treasury Bond ETF worth $63.3M.

  • III Capital Management's largest Q1 2024 buy was iShares 7-10 Year Treasury Bond ETF: 668,200 shares worth $63.3M.
  • III Capital Management added most to Invesco Senior Loan ETF in Q1 2024, an estimated $49.9M increase.
  • III Capital Management's biggest Q1 2024 reduction was Rivian, cutting an estimated $7.09M.
  • III Capital Management fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q1 2024, selling an estimated $8.33M.
  • III Capital Management's ten largest holdings make up 48% of its $2.15B portfolio in Q1 2024.
  • III Capital Management opened 20 new positions and closed 28 in Q1 2024.
  • III Capital Management's portfolio value fell 10% quarter-over-quarter to $2.15B.

Based on III Capital Management's 13F filing for Q1 2024, filed 15 May 2024.