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ICM

III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
-$223M
Cap. Flow
-$786M
Cap. Flow %
-68.58%
Top 10 Hldgs %
45.73%
Holding
189
New
26
Increased
7
Reduced
13
Closed
40

Top Buys

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$5.21M
2
BYD icon
Boyd Gaming
BYD
+$2.47M
3
BYND icon
Beyond Meat
BYND
+$2.39M
4
T icon
AT&T
T
+$1.68M
5
CITEU
Cartica Acquisition Corp Unit
CITEU
+$1.01M

Top Sells

Rank Stock Value
1
KKR icon
KKR & Co
KKR
+$4.17M
2
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$2.5M
3
NEE icon
NextEra Energy
NEE
+$2.01M
4
FSR
Fisker Inc.
FSR
+$2M
5
CNR
Cornerstone Building Brands, Inc.
CNR
+$1.57M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.81%
2 Communication Services 0.69%
3 Utilities 0.5%
4 Industrials 0.42%
5 Healthcare 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQNU
1
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$13.5M 1.18%
274,510
– –
RBCP
2
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$11.5M 1%
115,000
-25,000
-18% -$2.5M
AEP icon
3
American Electric Power
AEP
$73.7B
$5.69M 0.5%
+57,000
New +$5.21M
GOOG icon
4
Alphabet (Google) Class C
GOOG
$3.9T
$4.48M 0.39%
32,060
+2,000
+7% +$272K
BYND icon
5
PUT
Beyond Meat
BYND
$288M
$4.28M 0.37%
1,736
-1,870
-52% -$103K
SWAGU
6
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
$3.54M 0.31%
350,000
– –
LSXMA
7
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$3.02M 0.26%
89,826
– –
ACRO.U
8
DELISTED
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
$2.64M 0.23%
269,475
– –
BYD icon
9
Boyd Gaming
BYD
$6.47B
$2.5M 0.22%
+38,000
New +$2.47M
ILMN icon
10
Illumina
ILMN
$29.4B
$2.38M 0.21%
6,990
-823
-11% -$278K
DAL icon
11
Delta Air Lines
DAL
$55.9B
$2.31M 0.2%
58,519
+15,665
+37% +$610K
BYND icon
12
Beyond Meat
BYND
$288M
$2.2M 0.19%
45,600
+43,563
+2,139% +$2.39M
RCL icon
13
Royal Caribbean
RCL
$78.7B
$2.06M 0.18%
24,615
-1,000
-4% -$78.7K
BLEUU
14
DELISTED
bleuacacia ltd Unit
BLEUU
$2M 0.17%
200,000
– –
SHYF
15
DELISTED
The Shyft Group
SHYF
$1.68M 0.15%
46,500
+18,000
+63% +$765K
T icon
16
AT&T
T
$165B
$1.62M 0.14%
+90,574
New +$1.68M
EOCW.U
17
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$1.58M 0.14%
160,305
– –
PAAS icon
18
Pan American Silver
PAAS
$18.6B
$1.54M 0.13%
56,442
– –
BRKHU
19
DELISTED
BurTech Acquisition Corp. Unit
BRKHU
$1.5M 0.13%
150,000
– –
GMFIU
20
DELISTED
Aetherium Acquisition Corp Unit
GMFIU
$1.5M 0.13%
150,000
– –
EXPE icon
21
Expedia Group
EXPE
$31.2B
$1.37M 0.12%
7,000
-600
-8% -$112K
WRAC.U
22
DELISTED
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
$1.11M 0.1%
110,000
-15,000
-12% -$151K
OLITU
23
DELISTED
OmniLit Acquisition Corp. Units
OLITU
$1.05M 0.09%
105,000
– –
GOGN.U
24
DELISTED
GoGreen Investments Corporation Units, each consisting of one Class A ordinary share and one half of one redeemable warrant
GOGN.U
$1.01M 0.09%
100,000
– –
CITEU
25
DELISTED
Cartica Acquisition Corp Unit
CITEU
$1.01M 0.09%
+100,000
New +$1.01M
1
2 3 4 5

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III Capital Management's Q1 2022 Portfolio in Review

As of Q1 2022, III Capital Management held 189 positions worth $1.15B, down 16% from $1.37B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

III Capital Management withdrew a net $786M in Q1 2022, closing 40 positions and reducing 13 holdings. Its most notable exit was KKR & Co, an estimated $4.17M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.81% of assets, up from 0.61% a quarter earlier, followed by Communication Services and Utilities.

Against the trend, III Capital Management opened a new position in American Electric Power worth $5.69M.

  • III Capital Management's largest Q1 2022 buy was American Electric Power: 57,000 shares worth $5.69M.
  • III Capital Management added most to Beyond Meat in Q1 2022, an estimated $2.39M increase.
  • III Capital Management's biggest Q1 2022 reduction was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock, cutting an estimated $2.5M.
  • III Capital Management fully exited KKR & Co in Q1 2022, selling an estimated $4.17M.
  • III Capital Management's ten largest holdings make up 46% of its $1.15B portfolio in Q1 2022.
  • III Capital Management opened 26 new positions and closed 40 in Q1 2022.
  • III Capital Management's portfolio value fell 16% quarter-over-quarter to $1.15B.

Based on III Capital Management's 13F filing for Q1 2022, filed 16 May 2022.