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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.48%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$2.39B
AUM Growth
+$398M
Cap. Flow
-$825M
Cap. Flow %
-34.53%
Top 10 Hldgs %
42.25%
Holding
188
New
23
Increased
27
Reduced
10
Closed
28

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$24.9M
2
WDC icon
Western Digital
WDC
+$10.4M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.98M
4
NEE icon
NextEra Energy
NEE
+$4.73M
5
TKO icon
TKO Group
TKO
+$2.62M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$26.1M
2
BE icon
Bloom Energy
BE
+$4M
3
EDR
Endeavor Group Holdings, Inc.
EDR
+$2.84M
4
H icon
Hyatt Hotels
H
+$2.15M
5
GRPN icon
Groupon
GRPN
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.4%
2 Communication Services 0.51%
3 Technology 0.51%
4 Utilities 0.42%
5 Industrials 0.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$304M 12.73%
2,749,000
+1,737,500
+172% +$181M
AAL icon
2
PUT
American Airlines Group
AAL
$9.58B
$57M 2.39%
4,150,000
+100,000
+2% +$1.26M
BKLN icon
3
Invesco Senior Loan ETF
BKLN
$7.1B
$35.3M 1.48%
1,667,000
+1,187,000
+247% +$24.9M
SAVE
4
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$34.8M 1.46%
+2,122,700
New +$30.5M
JBLU icon
5
PUT
JetBlue
JBLU
$1.96B
$31.1M 1.3%
+5,610,800
New +$26.3M
SPY icon
6
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$23.8M 0.99%
50,000
-50,000
-50% -$22.3M
F icon
7
PUT
Ford
F
$57.3B
$22.6M 0.94%
1,850,000
– –
PCG icon
8
PUT
PG&E
PCG
$47.8B
$22.5M 0.94%
+1,250,000
New +$21.1M
GRPN icon
9
CALL
Groupon
GRPN
$980M
$16.5M 0.69%
+1,284,500
New +$15.4M
RIVN icon
10
Rivian
RIVN
$22.9B
$15.4M 0.64%
655,000
-8,000
-1% -$150K
WDC icon
11
Western Digital
WDC
$179B
$12.1M 0.51%
305,744
+296,422
+3,180% +$10.4M
SNAP icon
12
PUT
Snap
SNAP
$7.32B
$11.9M 0.5%
700,000
+415,000
+146% +$5.09M
BAC icon
13
PUT
Bank of America
BAC
$435B
$11.8M 0.49%
+350,000
New +$10.2M
ARKK icon
14
PUT
ARK Innovation ETF
ARKK
$5.89B
$10.5M 0.44%
+200,000
New +$8.66M
LCID icon
15
PUT
Lucid Motors
LCID
$2.46B
$10.3M 0.43%
243,480
+178,480
+275% +$8.01M
NEE icon
16
NextEra Energy
NEE
$187B
$10M 0.42%
165,000
+83,000
+101% +$4.73M
BYND icon
17
PUT
Beyond Meat
BYND
$288M
$9.83M 0.41%
1,104,800
+1,004,800
+1,005% +$7.9M
USB icon
18
PUT
US Bancorp
USB
$99.6B
$8.66M 0.36%
200,000
– –
LQD icon
19
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$8.48M 0.35%
+76,635
New +$7.98M
NIO icon
20
PUT
NIO
NIO
$11.3B
$7.48M 0.31%
825,000
+275,000
+50% +$2.18M
GRPN icon
21
PUT
Groupon
GRPN
$980M
$7.38M 0.31%
574,800
+39,700
+7% +$476K
SCHW
22
PUT
Charles Schwab
SCHW
$177B
$6.88M 0.29%
+100,000
New +$5.78M
ENPH icon
23
PUT
Enphase Energy
ENPH
$4.84B
$6.61M 0.28%
+50,000
New +$5.3M
COIN icon
24
PUT
Coinbase
COIN
$41.7B
$6.31M 0.26%
36,300
– –
LYV icon
25
PUT
Live Nation Entertainment
LYV
$41.2B
$5.62M 0.23%
60,000
– –
1
2 3 4 5

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III Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, III Capital Management held 188 positions worth $2.39B, up 20% from $1.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

III Capital Management withdrew a net $825M in Q4 2023, closing 28 positions and reducing 10 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $26.1M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.4% of assets, down from 1.6% a quarter earlier, followed by Communication Services and Technology.

Against the trend, III Capital Management opened a new position in iShares iBoxx $ Investment Grade Corporate Bond ETF worth $8.48M.

  • III Capital Management's largest Q4 2023 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 76,635 shares worth $8.48M.
  • III Capital Management added most to Invesco Senior Loan ETF in Q4 2023, an estimated $24.9M increase.
  • III Capital Management's biggest Q4 2023 reduction was Bloom Energy, cutting an estimated $4M.
  • III Capital Management fully exited iShares 7-10 Year Treasury Bond ETF in Q4 2023, selling an estimated $26.1M.
  • III Capital Management's ten largest holdings make up 42% of its $2.39B portfolio in Q4 2023.
  • III Capital Management opened 23 new positions and closed 28 in Q4 2023.
  • III Capital Management's portfolio value rose 20% quarter-over-quarter to $2.39B.

Based on III Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.