ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
+2.14%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$549M
AUM Growth
+$549M
Cap. Flow
+$16.4M
Cap. Flow %
2.99%
Top 10 Hldgs %
61.32%
Holding
98
New
14
Increased
10
Reduced
4
Closed
10

Top Buys

1
PCGU
PG&E Corporation
PCGU
$12.3M
2
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.14M
3
BDX icon
Becton Dickinson
BDX
$3.54M
4
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$2.95M
5
SOLN
The Southern Company
SOLN
$2.33M

Top Sells

1
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$9.76M
2
ZEN
ZENDESK INC
ZEN
$3.67M
3
COUP
Coupa Software Incorporated
COUP
$3.44M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$2.16M
5
OUT icon
Outfront Media
OUT
$1.09M

Sector Composition

1 Communication Services 1.25%
2 Consumer Discretionary 1.24%
3 Real Estate 0.98%
4 Industrials 0.76%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DHR.PRA
1
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$16.2M 2.93%
11,000
+2,000
+22% +$2.95M
PCGU
2
DELISTED
PG&E Corporation
PCGU
$12.3M 2.22%
+125,000
New +$12.3M
NEE.PRP
3
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$8.88M 1.6%
189,755
+39,755
+27% +$1.86M
NEE.PRQ
4
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.14M 1.29%
+150,000
New +$7.14M
GFLU
5
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
$5.33M 0.96%
100,000
+5,000
+5% +$267K
BDX icon
6
Becton Dickinson
BDX
$55.3B
$3.54M 0.64%
+15,200
New +$3.54M
LBRDK icon
7
Liberty Broadband Class C
LBRDK
$8.73B
$3.39M 0.61%
23,730
+2,500
+12% +$357K
VICI icon
8
VICI Properties
VICI
$36B
$3M 0.54%
128,562
+40,000
+45% +$935K
SOLN
9
DELISTED
The Southern Company
SOLN
$2.33M 0.42%
+50,000
New +$2.33M
BKNG icon
10
Booking.com
BKNG
$181B
$2.31M 0.42%
1,350
+1,010
+297% +$1.73M
WSC icon
11
WillScot Mobile Mini Holdings
WSC
$4.41B
$2.26M 0.41%
135,500
+5,000
+4% +$83.4K
NIO icon
12
NIO
NIO
$14.3B
$2.2M 0.4%
103,800
-40,000
-28% -$849K
PAAS icon
13
Pan American Silver
PAAS
$12.3B
$2.14M 0.39%
66,506
+1,000
+2% +$32.1K
GLPI icon
14
Gaming and Leisure Properties
GLPI
$13.6B
$1.99M 0.36%
53,806
+8,840
+20% +$326K
CNR
15
DELISTED
Cornerstone Building Brands, Inc.
CNR
$1.94M 0.35%
243,015
-50,000
-17% -$399K
LSXMA
16
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$1.64M 0.3%
49,500
– –
DELL icon
17
Dell
DELL
$82.6B
$1.35M 0.24%
20,000
-10,000
-33% -$677K
GOOG icon
18
Alphabet (Google) Class C
GOOG
$2.58T
$1.32M 0.24%
+900
New +$1.32M
META icon
19
Meta Platforms (Facebook)
META
$1.86T
$1.31M 0.24%
5,000
+2,000
+67% +$524K
QVCGA
20
QVC Group, Inc. Series A Common Stock
QVCGA
$69.2M
$1.22M 0.22%
+170,000
New +$1.22M
GOAC.U
21
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$756K 0.14%
+75,000
New +$756K
LCAPU
22
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
$747K 0.13%
+75,000
New +$747K
PHM icon
23
Pultegroup
PHM
$26B
$740K 0.13%
16,000
– –
DISH
24
DELISTED
DISH Network Corp.
DISH
$580K 0.1%
+20,000
New +$580K
ASPL.U
25
DELISTED
Aspirational Consumer Lifestyle Corp. Units, each consisting of one Class A ordinary share and one-t
ASPL.U
$500K 0.09%
+50,000
New +$500K
1
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