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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.2%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$554M
AUM Growth
+$149M
Cap. Flow
-$200M
Cap. Flow %
-36.05%
Top 10 Hldgs %
60.83%
Holding
89
New
21
Increased
10
Reduced
4
Closed
13

Top Buys

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$12.2M
2
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.15M
3
BDX icon
Becton Dickinson
BDX
+$3.83M
4
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$2.81M
5
SOLN
The Southern Company
SOLN
+$2.29M

Top Sells

Rank Stock Value
1
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$9.76M
2
ZEN
ZENDESK INC
ZEN
+$3.67M
3
COUP
Coupa Software Incorporated
COUP
+$3.44M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$2.16M
5
OUT icon
Outfront Media
OUT
+$1.14M

Sector Composition

Rank Sector Weight
1 Communication Services 1.24%
2 Consumer Discretionary 1.23%
3 Real Estate 0.97%
4 Industrials 0.76%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR.PRA
1
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$16.2M 2.93%
11,000
+2,000
+22% +$2.81M
PCGU
2
DELISTED
PG&E Corporation
PCGU
$12.3M 2.22%
+125,000
New +$12.2M
NEE.PRP
3
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$8.88M 1.6%
189,755
+39,755
+27% +$1.89M
NEE.PRQ
4
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.14M 1.29%
+150,000
New +$7.15M
GFLU
5
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
$5.33M 0.96%
100,000
+5,000
+5% +$260K
BDX icon
6
Becton Dickinson
BDX
$43.1B
$3.54M 0.64%
+15,580
New +$3.83M
LBRDK icon
7
Liberty Broadband Class C
LBRDK
$4.15B
$3.39M 0.61%
23,730
+2,500
+12% +$344K
VICI icon
8
VICI Properties
VICI
$29.4B
$3M 0.54%
128,562
+40,000
+45% +$898K
BABA icon
9
CALL
Alibaba
BABA
$269B
$2.59M 0.47%
+445
New +$117K
SOLN
10
DELISTED
The Southern Company
SOLN
$2.33M 0.42%
+50,000
New +$2.29M
BKNG icon
11
Booking.com
BKNG
$138B
$2.31M 0.42%
33,750
+25,250
+297% +$1.77M
WSC icon
12
WillScot Mobile Mini Holdings
WSC
$4.8B
$2.26M 0.41%
135,500
+5,000
+4% +$79.9K
NIO icon
13
NIO
NIO
$11.3B
$2.2M 0.4%
103,800
-40,000
-28% -$616K
PAAS icon
14
Pan American Silver
PAAS
$18.6B
$2.14M 0.39%
66,506
+1,000
+2% +$34.4K
GLPI icon
15
Gaming and Leisure Properties
GLPI
$12.8B
$1.99M 0.36%
53,806
+8,840
+20% +$322K
CNR
16
DELISTED
Cornerstone Building Brands, Inc.
CNR
$1.94M 0.35%
243,015
-50,000
-17% -$354K
LSXMA
17
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$1.64M 0.3%
67,370
– –
DELL icon
18
Dell
DELL
$283B
$1.35M 0.24%
39,460
-19,730
-33% -$615K
GOOG icon
19
Alphabet (Google) Class C
GOOG
$3.9T
$1.32M 0.24%
+18,000
New +$1.37M
META icon
20
Meta Platforms (Facebook)
META
$1.51T
$1.31M 0.24%
5,000
+2,000
+67% +$516K
QVCGA
21
DELISTED
QVC Group Inc Series A
QVCGA
$1.22M 0.22%
+3,400
New +$1.61M
GOAC.U
22
DELISTED
GO Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third of on
GOAC.U
$756K 0.14%
+75,000
New +$750K
LCAPU
23
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
$747K 0.13%
+75,000
New +$747K
PHM icon
24
Pultegroup
PHM
$24.5B
$740K 0.13%
16,000
– –
DISH
25
DELISTED
DISH Network Corp.
DISH
$580K 0.1%
+20,000
New +$660K
1
2 3

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III Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, III Capital Management held 89 positions worth $554M, up 37% from $404M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

III Capital Management withdrew a net $200M in Q3 2020, closing 13 positions and reducing 4 holdings. Its most notable exit was NextEra Energy, Inc. 4.872% Corporate Units, an estimated $9.76M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 1.2% of assets, up from 0.83% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, III Capital Management opened a new position in PG&E Corporation worth $12.3M.

  • III Capital Management's largest Q3 2020 buy was PG&E Corporation: 125,000 shares worth $12.3M.
  • III Capital Management added most to Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q3 2020, an estimated $2.81M increase.
  • III Capital Management's biggest Q3 2020 reduction was Outfront Media, cutting an estimated $1.14M.
  • III Capital Management fully exited NextEra Energy, Inc. 4.872% Corporate Units in Q3 2020, selling an estimated $9.76M.
  • III Capital Management's ten largest holdings make up 61% of its $554M portfolio in Q3 2020.
  • III Capital Management opened 21 new positions and closed 13 in Q3 2020.
  • III Capital Management's portfolio value rose 37% quarter-over-quarter to $554M.

Based on III Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.