We are live on ! Find out more
ICM

III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.06%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
-$196M
Cap. Flow
-$969M
Cap. Flow %
-70.78%
Top 10 Hldgs %
53.7%
Holding
219
New
45
Increased
15
Reduced
49
Closed
60

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$5.58M
2
FSR
Fisker Inc.
FSR
+$2.2M
3
BLEUU
bleuacacia ltd Unit
BLEUU
+$2.01M
4
NEE icon
NextEra Energy
NEE
+$1.86M
5
GMFIU
Aetherium Acquisition Corp Unit
GMFIU
+$1.5M

Top Sells

Rank Stock Value
1
ON icon
ON Semiconductor
ON
+$5.72M
2
NIO icon
NIO
NIO
+$5.67M
3
AQNU
Algonquin Power & Utilities Corp Units
AQNU
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$4.22M
5
XYZ
Block Inc
XYZ
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.61%
2 Communication Services 0.43%
3 Industrials 0.4%
4 Financials 0.38%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBCP
1
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$14.7M 1.07%
140,000
+50,000
+56% +$5.58M
AQNU
2
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$12.9M 0.94%
274,510
-100,490
-27% -$4.74M
GOOG icon
3
Alphabet (Google) Class C
GOOG
$3.9T
$4.35M 0.32%
30,060
+1,920
+7% +$277K
KKR icon
4
KKR & Co
KKR
$89.2B
$4.17M 0.3%
56,000
-1,000
-2% -$73.8K
BYND icon
5
PUT
Beyond Meat
BYND
$288M
$3.6M 0.26%
3,606
+1,806
+100% +$154K
SWAGU
6
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
$3.54M 0.26%
350,000
– –
LSXMA
7
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$3.36M 0.25%
89,826
+983
+1% +$36.3K
ILMN icon
8
Illumina
ILMN
$29.4B
$2.89M 0.21%
7,813
+1,645
+27% +$623K
ACRO.U
9
DELISTED
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
$2.69M 0.2%
269,475
-230,525
-46% -$2.3M
BLEUU
10
DELISTED
bleuacacia ltd Unit
BLEUU
$2.01M 0.15%
+200,000
New +$2.01M
NEE icon
11
NextEra Energy
NEE
$187B
$2.01M 0.15%
+21,500
New +$1.86M
FSR
12
DELISTED
Fisker Inc.
FSR
$2M 0.15%
+126,900
New +$2.2M
RCL icon
13
Royal Caribbean
RCL
$78.7B
$1.97M 0.14%
25,615
+11,734
+85% +$953K
DAL icon
14
Delta Air Lines
DAL
$55.9B
$1.67M 0.12%
42,854
+21,854
+104% +$875K
EOCW.U
15
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$1.6M 0.12%
160,305
-134,393
-46% -$1.35M
CNR
16
DELISTED
Cornerstone Building Brands, Inc.
CNR
$1.57M 0.11%
89,847
-52,524
-37% -$816K
AHPAU
17
DELISTED
Avista Public Acquisition Corp. II Unit
AHPAU
$1.52M 0.11%
150,000
– –
BRKHU
18
DELISTED
BurTech Acquisition Corp. Unit
BRKHU
$1.5M 0.11%
+150,000
New +$1.5M
GMFIU
19
DELISTED
Aetherium Acquisition Corp Unit
GMFIU
$1.5M 0.11%
+150,000
New +$1.5M
ON icon
20
CALL
ON Semiconductor
ON
$33.8B
$1.44M 0.11%
900
+150
+20% +$8.5K
PAAS icon
21
Pan American Silver
PAAS
$18.6B
$1.41M 0.1%
56,442
-6,859
-11% -$173K
SHYF
22
DELISTED
The Shyft Group
SHYF
$1.4M 0.1%
+28,500
New +$1.3M
EXPE icon
23
Expedia Group
EXPE
$31.2B
$1.37M 0.1%
+7,600
New +$1.29M
ICNC.U
24
DELISTED
Iconic Sports Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
ICNC.U
$1.29M 0.09%
+128,174
New +$1.3M
WRAC.U
25
DELISTED
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
$1.26M 0.09%
125,000
– –
1
2 3 4 5

Similar funds

SEEDPG
S.E.E.D. Planning Group Binghamton, New York $344M AUM 15.24% 1-Year Est. Return
GLCM
Greenlea Lane Capital Management Weston, Connecticut $344M AUM 14.33% 1-Year Est. Return
AIM
Aikya Investment Management London, United Kingdom $345M AUM 10.59% 1-Year Est. Return
FMB
Field & Main Bank Henderson, Kentucky $344M AUM 23.98% 1-Year Est. Return
SMG
Smart Money Group Eastland, Texas $344M AUM 16.66% 1-Year Est. Return
TCMNY
Thrive Capital Management (New York) New York $344M AUM 25.6% 1-Year Est. Return
BA
Ballast Advisors Woodbury, Minnesota $344M AUM 16.81% 1-Year Est. Return
CWM
Cedar Wealth Management Walnut Creek, California $344M AUM 18.78% 1-Year Est. Return

III Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, III Capital Management held 219 positions worth $1.37B, down 13% from $1.56B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

III Capital Management withdrew a net $969M in Q4 2021, closing 60 positions and reducing 49 holdings. Its most notable exit was ON Semiconductor, an estimated $5.72M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.61% of assets, down from 0.8% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in Fisker Inc. worth $2M.

  • III Capital Management's largest Q4 2021 buy was Fisker Inc.: 126,900 shares worth $2M.
  • III Capital Management added most to RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock in Q4 2021, an estimated $5.58M increase.
  • III Capital Management's biggest Q4 2021 reduction was Algonquin Power & Utilities Corp Units, cutting an estimated $4.74M.
  • III Capital Management fully exited ON Semiconductor in Q4 2021, selling an estimated $5.72M.
  • III Capital Management's ten largest holdings make up 54% of its $1.37B portfolio in Q4 2021.
  • III Capital Management opened 45 new positions and closed 60 in Q4 2021.
  • III Capital Management's portfolio value fell 13% quarter-over-quarter to $1.37B.

Based on III Capital Management's 13F filing for Q4 2021, filed 15 Feb 2022.