ICM

III Capital Management Portfolio holdings

AUM $554M
This Quarter Return
+3.93%
1 Year Return
+6.46%
3 Year Return
+7.97%
5 Year Return
+12.62%
10 Year Return
–
AUM
$401M
AUM Growth
+$401M
Cap. Flow
+$2.34M
Cap. Flow %
0.58%
Top 10 Hldgs %
67.12%
Holding
89
New
12
Increased
5
Reduced
9
Closed
7

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$11.3M
2
ZEN
ZENDESK INC
ZEN
$3.67M
3
COUP
Coupa Software Incorporated
COUP
$3.44M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$2.16M
5
DELL icon
Dell
DELL
$1.65M

Top Sells

1
SOLN
The Southern Company
SOLN
$9.26M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$4.59M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$2.74M
4
META icon
Meta Platforms (Facebook)
META
$1.77M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$1.22M

Sector Composition

1 Technology 2.18%
2 Real Estate 1.19%
3 Consumer Discretionary 1%
4 Industrials 0.84%
5 Communication Services 0.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DHR.PRA
1
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$11.3M 2.79%
+9,000
New +$11.3M
NEE.PRO
2
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$9.76M 2.41%
200,000
-25,000
-11% -$1.22M
NEE.PRP
3
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$6.37M 1.58%
150,000
– –
GFLU
4
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
$4.74M 1.17%
95,000
-55,000
-37% -$2.74M
ZEN
5
DELISTED
ZENDESK INC
ZEN
$3.67M 0.91%
+41,400
New +$3.67M
COUP
6
DELISTED
Coupa Software Incorporated
COUP
$3.44M 0.85%
+12,400
New +$3.44M
LBRDK icon
7
Liberty Broadband Class C
LBRDK
$8.73B
$2.63M 0.65%
21,230
-5,000
-19% -$620K
CHNGU
8
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$2.16M 0.53%
+50,000
New +$2.16M
PAAS icon
9
Pan American Silver
PAAS
$12.3B
$1.99M 0.49%
65,506
-38,000
-37% -$1.15M
VICI icon
10
VICI Properties
VICI
$36B
$1.79M 0.44%
88,562
+33,562
+61% +$678K
CNR
11
DELISTED
Cornerstone Building Brands, Inc.
CNR
$1.78M 0.44%
293,015
+9,711
+3% +$58.8K
LSXMA
12
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$1.71M 0.42%
49,500
+15,500
+46% +$535K
DELL icon
13
Dell
DELL
$82.6B
$1.65M 0.41%
+30,000
New +$1.65M
WSC icon
14
WillScot Mobile Mini Holdings
WSC
$4.41B
$1.6M 0.4%
130,500
+40,000
+44% +$491K
GLPI icon
15
Gaming and Leisure Properties
GLPI
$13.6B
$1.56M 0.38%
44,966
-3,034
-6% -$105K
OUT icon
16
Outfront Media
OUT
$3.12B
$1.42M 0.35%
100,278
+30,000
+43% +$425K
NIO icon
17
NIO
NIO
$14.3B
$1.11M 0.27%
143,800
-10,000
-7% -$77.2K
WYNN icon
18
Wynn Resorts
WYNN
$13.2B
$968K 0.24%
+13,000
New +$968K
META icon
19
Meta Platforms (Facebook)
META
$1.86T
$681K 0.17%
3,000
-7,800
-72% -$1.77M
PRKS icon
20
United Parks & Resorts
PRKS
$2.89B
$592K 0.15%
+40,000
New +$592K
PHM icon
21
Pultegroup
PHM
$26B
$544K 0.13%
+16,000
New +$544K
BKNG icon
22
Booking.com
BKNG
$181B
$541K 0.13%
340
-167
-33% -$266K
MDC
23
DELISTED
M.D.C. Holdings, Inc.
MDC
$267K 0.07%
+7,500
New +$267K
GIK.U
24
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$251K 0.06%
+25,000
New +$251K
UNG icon
25
United States Natural Gas Fund
UNG
$610M
$246K 0.06%
24,000
-30,000
-56% -$308K
1
2 3