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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$835M
AUM Growth
+$44.4M
Cap. Flow
-$411M
Cap. Flow %
-49.26%
Top 10 Hldgs %
56.08%
Holding
157
New
74
Increased
5
Reduced
18
Closed
31

Top Buys

Rank Stock Value
1
ILMN icon
Illumina
ILMN
+$5.66M
2
AESC
The AES Corporation
AESC
+$5.1M
3
MCHP icon
Microchip Technology
MCHP
+$3.34M
4
NIO icon
NIO
NIO
+$3.25M
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$3M

Top Sells

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$13.9M
2
BSX icon
Boston Scientific
BSX
+$9.8M
3
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.66M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$3.48M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$3.25M

Sector Composition

Rank Sector Weight
1 Healthcare 1.31%
2 Technology 1.24%
3 Consumer Discretionary 1.16%
4 Communication Services 0.65%
5 Industrials 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$23M 2.75%
200,000
+25,000
+14% +$2.87M
NIO icon
2
NIO
NIO
$11.3B
$6.31M 0.76%
162,000
+63,700
+65% +$3.25M
ILMN icon
3
Illumina
ILMN
$29.4B
$5.18M 0.62%
+13,878
New +$5.66M
AESC
4
DELISTED
The AES Corporation
AESC
$5.14M 0.62%
+50,000
New +$5.1M
MCHP icon
5
Microchip Technology
MCHP
$42.8B
$3.47M 0.42%
+44,760
New +$3.34M
BDX icon
6
Becton Dickinson
BDX
$43.1B
$3.36M 0.4%
14,183
-1,192
-8% -$291K
SJIV
7
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$3M 0.36%
+60,000
New +$3M
KKR icon
8
KKR & Co
KKR
$89.2B
$2.56M 0.31%
+52,500
New +$2.35M
GIGGU
9
DELISTED
GigCapital4, Inc. Unit
GIGGU
$2.47M 0.3%
+250,000
New +$2.53M
META icon
10
Meta Platforms (Facebook)
META
$1.51T
$2.04M 0.24%
6,929
+1,929
+39% +$519K
DELL icon
11
Dell
DELL
$283B
$1.94M 0.23%
43,406
– –
OSH
12
DELISTED
Oak Street Health, Inc.
OSH
$1.92M 0.23%
+35,400
New +$1.97M
RPD icon
13
Rapid7
RPD
$634M
$1.9M 0.23%
+25,500
New +$2.12M
LSXMA
14
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$1.86M 0.22%
57,540
-9,830
-15% -$315K
CNR
15
DELISTED
Cornerstone Building Brands, Inc.
CNR
$1.74M 0.21%
123,953
-119,062
-49% -$1.44M
EVBG
16
DELISTED
Everbridge, Inc. Common Stock
EVBG
$1.64M 0.2%
+13,500
New +$1.9M
VICI icon
17
VICI Properties
VICI
$29.4B
$1.52M 0.18%
53,844
-42,718
-44% -$1.16M
GOOG icon
18
Alphabet (Google) Class C
GOOG
$3.9T
$1.46M 0.18%
14,140
-1,860
-12% -$185K
PHM icon
19
Pultegroup
PHM
$24.5B
$1.36M 0.16%
26,000
+10,000
+63% +$467K
IMAX icon
20
IMAX
IMAX
$2.38B
$1.17M 0.14%
+58,300
New +$1.16M
ITRI icon
21
Itron
ITRI
$3.73B
$1.17M 0.14%
+13,200
New +$1.31M
WSC icon
22
WillScot Mobile Mini Holdings
WSC
$4.8B
$1.11M 0.13%
40,000
-110,500
-73% -$2.9M
PAAS icon
23
Pan American Silver
PAAS
$18.6B
$1.09M 0.13%
36,301
-25,205
-41% -$819K
ATAQ.U
24
DELISTED
Altimar Acquisition Corp III Units
ATAQ.U
$1M 0.12%
+100,000
New +$1M
DHCAU
25
DELISTED
DHC Acquisition Corp. Unit
DHCAU
$999K 0.12%
+100,000
New +$996K
1
2 3 4 5

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III Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, III Capital Management held 157 positions worth $835M, up 5.6% from $791M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

III Capital Management withdrew a net $411M in Q1 2021, closing 31 positions and reducing 18 holdings. Its most notable exit was NextEra Energy, Inc. 5.279% Corporate Units, an estimated $13.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 1.3% of assets, down from 1.7% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, III Capital Management opened a new position in Illumina worth $5.18M.

  • III Capital Management's largest Q1 2021 buy was Illumina: 13,878 shares worth $5.18M.
  • III Capital Management added most to NIO in Q1 2021, an estimated $3.25M increase.
  • III Capital Management's biggest Q1 2021 reduction was WillScot Mobile Mini Holdings, cutting an estimated $2.9M.
  • III Capital Management fully exited NextEra Energy, Inc. 5.279% Corporate Units in Q1 2021, selling an estimated $13.9M.
  • III Capital Management's ten largest holdings make up 56% of its $835M portfolio in Q1 2021.
  • III Capital Management opened 74 new positions and closed 31 in Q1 2021.
  • III Capital Management's portfolio value rose 5.6% quarter-over-quarter to $835M.

Based on III Capital Management's 13F filing for Q1 2021, filed 14 May 2021.