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ICM

III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.9%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$65.5M
Cap. Flow
-$746M
Cap. Flow %
-69.06%
Top 10 Hldgs %
34.53%
Holding
189
New
20
Increased
15
Reduced
2
Closed
19

Top Buys

Rank Stock Value
1
CLVT.PRA
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
+$3.06M
2
SHYF
The Shyft Group
SHYF
+$1.08M
3
MHO icon
M/I Homes
MHO
+$1.04M
4
EONR
EON Resources
EONR
+$999K
5
AIMAU
Aimfinity Investment Corp I Unit
AIMAU
+$994K

Top Sells

Rank Stock Value
1
SWAGU
Software Acquisition Group Inc. III Unit
SWAGU
+$3.54M
2
ILMN icon
Illumina
ILMN
+$2.38M
3
AEP icon
American Electric Power
AEP
+$1.83M
4
T icon
AT&T
T
+$1.62M
5
HNRA.U
HNR Acquisition Corp Units, each consisting of one share of Common Stock, and one redeemable Warrant
HNRA.U
+$1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.64%
2 Communication Services 0.52%
3 Industrials 0.36%
4 Utilities 0.34%
5 Materials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQNU
1
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$12M 1.11%
274,510
– –
RBCP
2
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$11M 1.02%
115,000
– –
BYND icon
3
PUT
Beyond Meat
BYND
$290M
$7.81M 0.72%
2,236
+500
+29% +$16K
GOOG icon
4
Alphabet (Google) Class C
GOOG
$3.88T
$4.16M 0.39%
38,060
+6,000
+19% +$709K
AEP icon
5
American Electric Power
AEP
$73.4B
$3.69M 0.34%
38,500
-18,500
-32% -$1.83M
CLVT.PRA
6
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$2.86M 0.26%
+50,000
New +$3.06M
LSXMA
7
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$2.85M 0.26%
107,519
+17,693
+20% +$530K
ACRO.U
8
DELISTED
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
$2.63M 0.24%
269,475
– –
BLEUU
9
DELISTED
bleuacacia ltd Unit
BLEUU
$1.99M 0.18%
200,000
– –
DAL icon
10
Delta Air Lines
DAL
$53.9B
$1.87M 0.17%
64,519
+6,000
+10% +$229K
BYD icon
11
Boyd Gaming
BYD
$6.44B
$1.69M 0.16%
34,000
-4,000
-11% -$231K
SHYF
12
DELISTED
The Shyft Group
SHYF
$1.68M 0.16%
90,500
+44,000
+95% +$1.08M
PAAS icon
13
Pan American Silver
PAAS
$18.6B
$1.68M 0.16%
85,442
+29,000
+51% +$695K
MHO icon
14
M/I Homes
MHO
$3.76B
$1.59M 0.15%
40,000
+24,000
+150% +$1.04M
EOCW.U
15
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$1.57M 0.15%
160,305
– –
BRKHU
16
DELISTED
BurTech Acquisition Corp. Unit
BRKHU
$1.53M 0.14%
150,000
– –
GMFIU
17
DELISTED
Aetherium Acquisition Corp Unit
GMFIU
$1.5M 0.14%
150,000
– –
BYND icon
18
Beyond Meat
BYND
$290M
$1.4M 0.13%
58,600
+13,000
+29% +$415K
WRAC.U
19
DELISTED
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
$1.1M 0.1%
110,000
– –
OLITU
20
DELISTED
OmniLit Acquisition Corp. Units
OLITU
$1.05M 0.1%
105,000
– –
UTAAU
21
DELISTED
UTA Acquisition Corporation Units
UTAAU
$1.03M 0.1%
100,000
– –
GOGN.U
22
DELISTED
GoGreen Investments Corporation Units, each consisting of one Class A ordinary share and one half of one redeemable warrant
GOGN.U
$1.01M 0.09%
100,000
– –
SHUAU
23
DELISTED
SHUAA Partners Acquisition Corp I Unit
SHUAU
$1M 0.09%
100,000
– –
CITEU
24
DELISTED
Cartica Acquisition Corp Unit
CITEU
$1M 0.09%
100,000
– –
LIONU
25
DELISTED
Lionheart III Corp Unit
LIONU
$1M 0.09%
100,000
– –
1
2 3 4 5

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III Capital Management's Q2 2022 Portfolio in Review

As of Q2 2022, III Capital Management held 189 positions worth $1.08B, down 5.7% from $1.15B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

III Capital Management withdrew a net $746M in Q2 2022, closing 19 positions and reducing 2 holdings. Its most notable exit was Software Acquisition Group Inc. III Unit, an estimated $3.54M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.64% of assets, down from 0.81% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, III Capital Management opened a new position in Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares worth $2.86M.

  • III Capital Management's largest Q2 2022 buy was Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares: 50,000 shares worth $2.86M.
  • III Capital Management added most to The Shyft Group in Q2 2022, an estimated $1.08M increase.
  • III Capital Management's biggest Q2 2022 reduction was American Electric Power, cutting an estimated $1.83M.
  • III Capital Management fully exited Software Acquisition Group Inc. III Unit in Q2 2022, selling an estimated $3.54M.
  • III Capital Management's ten largest holdings make up 35% of its $1.08B portfolio in Q2 2022.
  • III Capital Management opened 20 new positions and closed 19 in Q2 2022.
  • III Capital Management's portfolio value fell 5.7% quarter-over-quarter to $1.08B.

Based on III Capital Management's 13F filing for Q2 2022, filed 15 Aug 2022.