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III Capital Management Portfolio holdings

AUM $344M
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+11.22%
3 Year Est. Return
+12.16%
5 Year Est. Return
+12.02%
10 Year Est. Return
–
AUM
$1.56B
AUM Growth
+$303M
Cap. Flow
-$924M
Cap. Flow %
-59.06%
Top 10 Hldgs %
45.58%
Holding
197
New
49
Increased
11
Reduced
11
Closed
20

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$10.4M
2
ACRO.U
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
+$4.98M
3
ON icon
ON Semiconductor
ON
+$4.32M
4
XYZ
Block Inc
XYZ
+$4.03M
5
KKR icon
KKR & Co
KKR
+$3.58M

Top Sells

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$7.9M
2
NOVA
Sunnova Energy
NOVA
+$5.07M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$4.19M
4
ILMN icon
Illumina
ILMN
+$3.55M
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$3.32M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.8%
2 Technology 0.79%
3 Communication Services 0.78%
4 Healthcare 0.71%
5 Financials 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQNU
1
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$18.2M 1.16%
375,000
-25,000
-6% -$1.27M
RBCP
2
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$9.93M 0.63%
+90,000
New +$10.4M
NIO icon
3
NIO
NIO
$11.3B
$5.67M 0.36%
159,300
– –
ACRO.U
4
DELISTED
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
$4.99M 0.32%
+500,000
New +$4.98M
ON icon
5
ON Semiconductor
ON
$33.8B
$4.62M 0.3%
+101,000
New +$4.32M
META icon
6
Meta Platforms (Facebook)
META
$1.51T
$4.22M 0.27%
12,429
+3,500
+39% +$1.26M
XYZ
7
Block Inc
XYZ
$45.9B
$3.77M 0.24%
+15,700
New +$4.03M
GOOG icon
8
Alphabet (Google) Class C
GOOG
$3.9T
$3.75M 0.24%
28,140
+12,000
+74% +$1.65M
SWAGU
9
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
$3.54M 0.23%
+350,000
New +$3.52M
KKR icon
10
KKR & Co
KKR
$89.2B
$3.47M 0.22%
+57,000
New +$3.58M
SKIN icon
11
SkinHealth Systems
SKIN
$94.9M
$3.23M 0.21%
+124,500
New +$2.74M
LSXMA
12
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$3.08M 0.2%
88,843
+14,971
+20% +$523K
BDX icon
13
Becton Dickinson
BDX
$43.1B
$3.07M 0.2%
12,813
-1,370
-10% -$336K
EOCW.U
14
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$2.98M 0.19%
294,698
-5,302
-2% -$53K
DELL icon
15
Dell
DELL
$283B
$2.91M 0.19%
55,244
-13,811
-20% -$689K
SKYAU
16
DELISTED
Skydeck Acquisition Corp. Units
SKYAU
$2.49M 0.16%
250,000
– –
EGGF.U
17
DELISTED
EG Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
EGGF.U
$2.48M 0.16%
250,000
– –
ILMN icon
18
Illumina
ILMN
$29.4B
$2.43M 0.16%
6,168
-7,710
-56% -$3.55M
CNR
19
DELISTED
Cornerstone Building Brands, Inc.
CNR
$2.08M 0.13%
142,371
+6,600
+5% +$107K
DCRDU
20
DELISTED
Decarbonization Plus Acquisition Corporation IV Unit
DCRDU
$2.02M 0.13%
+200,000
New +$2.01M
OPTU
21
Optimum Communications Inc
OPTU
$316M
$1.66M 0.11%
+80,000
New +$2.33M
AHPAU
22
DELISTED
Avista Public Acquisition Corp. II Unit
AHPAU
$1.52M 0.1%
+150,000
New +$1.51M
ELAN icon
23
Elanco Animal Health
ELAN
$12.4B
$1.5M 0.1%
+47,000
New +$1.58M
PAAS icon
24
Pan American Silver
PAAS
$18.6B
$1.47M 0.09%
63,301
+15,000
+31% +$392K
CZR icon
25
Caesars Entertainment
CZR
$6.1B
$1.46M 0.09%
+13,000
New +$1.27M
1
2 3 4 5

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III Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, III Capital Management held 197 positions worth $1.56B, up 24% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

III Capital Management withdrew a net $924M in Q3 2021, closing 20 positions and reducing 11 holdings. Its most notable exit was PG&E Corporation, an estimated $7.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.8% of assets, down from 1.1% a quarter earlier, followed by Technology and Communication Services.

Against the trend, III Capital Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $9.93M.

  • III Capital Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 90,000 shares worth $9.93M.
  • III Capital Management added most to Alphabet (Google) Class C in Q3 2021, an estimated $1.65M increase.
  • III Capital Management's biggest Q3 2021 reduction was Illumina, cutting an estimated $3.55M.
  • III Capital Management fully exited PG&E Corporation in Q3 2021, selling an estimated $7.9M.
  • III Capital Management's ten largest holdings make up 46% of its $1.56B portfolio in Q3 2021.
  • III Capital Management opened 49 new positions and closed 20 in Q3 2021.
  • III Capital Management's portfolio value rose 24% quarter-over-quarter to $1.56B.

Based on III Capital Management's 13F filing for Q3 2021, filed 16 Nov 2021.